BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 12/31/2014

Position Statistics

Total Positions 4,198
New Positions 139
Increased Positions 1,886
Decreased Positions 2,153
Positions with Activity 4,039
Sold Out Positions 113
Total Mkt Value (in $ millions) 391,521

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.35%
Conglomerates 0.22%
Consumer Cyclical 3.41%
Consumer/Non-Cyclical 6.97%
Energy 7.17%
Financial 16.6%
Healthcare 11.9%
Services 19.67%
Technology 19.3%
Transportation 2.1%
Utilities 2.82%

113 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLIANCE HOLDINGS GP LP COM UNITS LP -1,530 Sold Out 0
ALLIANCEBERNSTEIN GBL HGH INCM COM -157 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -3,841 Sold Out 0
ATLAS ENERGY GROUP LLC COM -421 Sold Out 0
ATLAS ENERGY LP COM UNITS LP -2,672 Sold Out 0
ATLAS PIPELINE PARTNERS LP UNIT L P INT -3,830 Sold Out 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT -10,233 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -195 Sold Out 0
BROOKFIELD CDA OFFICE PPTYS TR UNIT -344 Sold Out 0
BROOKFIELD RESIDENTIAL PPTYS I COM -9,481 Sold Out 0
BURGER KING WORLDWIDE INC COM -14,583 Sold Out 0
CAL DIVE INTL INC DEL COM -9 Sold Out 0
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER -2,582 Sold Out 0
CEDAR FAIR L P DEPOSITRY UNIT -285 Sold Out 0
CHINA CORD BLOOD CORP SHS -222 Sold Out 0
CHINA GREEN AGRICULTURE INC COM -106 Sold Out 0
COTT CORP QUE COM -700 Sold Out 0
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER -1,140 Sold Out 0
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER -2,970 Sold Out 0
DAIICHI SANKYO CO LTD SPON ADR LEV 1 -379 Sold Out 0