BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2014

Position Statistics

Total Positions 4,057
New Positions 106
Increased Positions 1,957
Decreased Positions 1,902
Positions with Activity 3,859
Sold Out Positions 56
Total Mkt Value (in $ millions) 377,936

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.8%
Capital Goods 4.42%
Conglomerates 0.19%
Consumer Cyclical 3.28%
Consumer/Non-Cyclical 6.75%
Energy 9.85%
Financial 17.63%
Healthcare 11%
Services 17.91%
Technology 18.52%
Transportation 2.1%
Utilities 2.76%

56 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCRETIVE HEALTH INC COM -2,650 Sold Out 0
ALUMINA LTD SPONSORED ADR -843 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -17 Sold Out 0
AVID TECHNOLOGY INC COM -3,633 Sold Out 0
AXOGEN INC COM -24 Sold Out 0
BLACKROCK NY MUNI 2018 TERM TR COM -210 Sold Out 0
BRF SA SPONSORED ADR -735 Sold Out 0
CELESTICA INC SUB VTG SHS -897 Sold Out 0
CEMEX SAB DE CV SPON ADR NEW -384 Sold Out 0
CLIFTON BANCORP INC COM -610 Sold Out 0
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD -416 Sold Out 0
CONTRAVIR PHARMACEUTICALS INC COM -61 Sold Out 0
DOLAN CO COM -4 Sold Out 0
DOMINION DIAMOND CORP COM -235 Sold Out 0
EATON VANCE SH TM DR DIVR INCM COM -157 Sold Out 0
ESCALERA RES CO COM -31 Sold Out 0
ETFS PLATINUM TR SH BEN INT -417 Sold Out 0
GENERAL MTRS CO WT EXP 071019 -295 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -3 Sold Out 0
GSE HLDG INC COM -1 Sold Out 0