BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 12/31/2013

Position Statistics

Total Positions 4,030
New Positions 167
Increased Positions 2,103
Decreased Positions 1,773
Positions with Activity 3,876
Sold Out Positions 62
Total Mkt Value (in $ millions) 358,350

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.9%
Capital Goods 4.77%
Conglomerates 0.29%
Consumer Cyclical 3.36%
Consumer/Non-Cyclical 7.03%
Energy 9.76%
Financial 17.97%
Healthcare 10.68%
Services 17.86%
Technology 17.95%
Transportation 2.03%
Utilities 2.87%

62 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WISDOMTREE TR ASIA LC DBT FD -1,224 Sold Out 0
YOUKU TUDOU INC SPONSORED ADR -17,468 Sold Out 0