BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2014

Position Statistics

Total Positions 4,058
New Positions 106
Increased Positions 1,958
Decreased Positions 1,902
Positions with Activity 3,860
Sold Out Positions 56
Total Mkt Value (in $ millions) 381,445

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.78%
Capital Goods 4.46%
Conglomerates 0.19%
Consumer Cyclical 3.29%
Consumer/Non-Cyclical 6.8%
Energy 9.89%
Financial 17.69%
Healthcare 10.91%
Services 17.82%
Technology 18.49%
Transportation 2.13%
Utilities 2.75%

56 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SODASTREAM INTERNATIONAL LTD USD SHS -3,395 Sold Out 0
SPDR INDEX SHS FDS DJ INTL RL ETF -292 Sold Out 0
SPDR SERIES TRUST BRCLY EM LOCL -1,958 Sold Out 0
SPDR SERIES TRUST INTR TRM CORP BD -284 Sold Out 0
STR HLDGS INC COM -65 Sold Out 0
TORTOISE ENERGY INFRSTRCTR CP COM -256 Sold Out 0
TURQUOISE HILL RES LTD RT -206 Sold Out 0
USEC INC COM NEW -117 Sold Out 0
VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF -1,375 Sold Out 0
VANGUARD WORLD FD MEGA CAP VAL ETF -289 Sold Out 0
VOXELJET AG ADS -228 Sold Out 0
WHITING USA TR I TR UNIT -37 Sold Out 0
WIPRO LTD SPON ADR 1 SH -2,022 Sold Out 0
WISDOMTREE TR DEFA EQT INC ETF -214 Sold Out 0
WISDOMTREE TR EQTY INC FD -278 Sold Out 0
WISDOMTREE TR CHINADIV EX FI -4,176 Sold Out 0