BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,144
New Positions 151
Increased Positions 2,255
Decreased Positions 1,768
Positions with Activity 4,023
Sold Out Positions 105
Total Mkt Value (in $ millions) 377,156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.89%
Capital Goods 4.46%
Conglomerates 0.21%
Consumer Cyclical 3.33%
Consumer/Non-Cyclical 6.79%
Energy 9.67%
Financial 16.3%
Healthcare 11.15%
Services 18.54%
Technology 18.87%
Transportation 2.13%
Utilities 2.84%

105 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GRIFFIN LD & NURSERIES INC CL A -389 Sold Out 0
GSV CAP CORP COM -629 Sold Out 0
HEALTH INS INNOVATIONS INC COM CL A -216 Sold Out 0
HOME BANCORP INC COM -455 Sold Out 0
HORIZON TECHNOLOGY FIN CORP COM -362 Sold Out 0
INTERMOLECULAR INC COM -130 Sold Out 0
ISHARES NW ZEALND CP ETF -196 Sold Out 0
ISHARES MSCI ITALCPD ETF -160 Sold Out 0
ISHARES MSCI BRIC INDX -296 Sold Out 0
ISHARES AGENCY BOND ETF -238 Sold Out 0
ISHARES EM MKTS CURR ETF -417 Sold Out 0
ISHARES TR MSCI INDONIA ETF -1,048 Sold Out 0
ISHARES TR CORE S&P TTL STK -420 Sold Out 0
JAMES RIVER COAL CO COM NEW -7 Sold Out 0
KALOBIOS PHARMACEUTICALS INC COM -43 Sold Out 0
KCAP FINL INC COM -781 Sold Out 0
KEYCORP NEW PFD 7.75% SR A -2,752 Sold Out 0
KIOR INC CL A -14 Sold Out 0
L & L ENERGY INC COM -12 Sold Out 0
LCNB CORP COM -291 Sold Out 0