BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,141
New Positions 151
Increased Positions 2,255
Decreased Positions 1,765
Positions with Activity 4,020
Sold Out Positions 105
Total Mkt Value (in $ millions) 373,116

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.87%
Capital Goods 4.43%
Conglomerates 0.21%
Consumer Cyclical 3.3%
Consumer/Non-Cyclical 6.91%
Energy 9.16%
Financial 16.61%
Healthcare 11.36%
Services 18.39%
Technology 18.93%
Transportation 2.19%
Utilities 2.8%

105 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GRIFFIN LD & NURSERIES INC CL A -390 Sold Out 0
GSV CAP CORP COM -593 Sold Out 0
HEALTH INS INNOVATIONS INC COM CL A -207 Sold Out 0
HOME BANCORP INC COM -461 Sold Out 0
HORIZON TECHNOLOGY FIN CORP COM -354 Sold Out 0
INTERMOLECULAR INC COM -131 Sold Out 0
ISHARES EM MKTS CURR ETF -400 Sold Out 0
ISHARES AGENCY BOND ETF -238 Sold Out 0
ISHARES MSCI BRIC INDX -278 Sold Out 0
ISHARES NW ZEALND CP ETF -191 Sold Out 0
ISHARES MSCI ITALCPD ETF -158 Sold Out 0
ISHARES TR MSCI INDONIA ETF -1,021 Sold Out 0
ISHARES TR CORE S&P TTL STK -417 Sold Out 0
JAMES RIVER COAL CO COM NEW -4 Sold Out 0
KALOBIOS PHARMACEUTICALS INC COM -48 Sold Out 0
KCAP FINL INC COM -794 Sold Out 0
KEYCORP NEW PFD 7.75% SR A -2,768 Sold Out 0
KIOR INC CL A -19 Sold Out 0
L & L ENERGY INC COM -12 Sold Out 0
LCNB CORP COM -290 Sold Out 0