BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 09/30/2014

Position Statistics

Total Positions 4,149
New Positions 119
Increased Positions 1,888
Decreased Positions 1,986
Positions with Activity 3,874
Sold Out Positions 52
Total Mkt Value (in $ millions) 382,577

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 4.44%
Conglomerates 0.23%
Consumer Cyclical 3.39%
Consumer/Non-Cyclical 6.96%
Energy 8.35%
Financial 16.65%
Healthcare 11.64%
Services 18.88%
Technology 18.82%
Transportation 2.29%
Utilities 2.87%

52 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES US HOME CONS ETF -219 Sold Out 0
ISHARES MSCI MALAYSI ETF -632 Sold Out 0
ISHARES RESID RL EST CAP -217 Sold Out 0
ISHARES INTL DEV RE ETF -261 Sold Out 0
ISHARES INC CORE MSCI EMKT -362 Sold Out 0
KIPS BAY MED INC COM -20 Sold Out 0
MAGNACHIP SEMICONDUCTOR CORP N COM -657 Sold Out 0
MCG CAPITAL CORP COM -67 Sold Out 0
MELA SCIENCES INC COM NEW -14 Sold Out 0
MELCO CROWN ENTMT LTD ADR -199 Sold Out 0
MERIDIAN INTERSTAT BANCORP INC COM -922 Sold Out 0
MINDRAY MEDICAL INTL LTD SPON ADR -1,248 Sold Out 0
NASB FINL INC COM -301 Sold Out 0
NII HLDGS INC CL B NEW -188 Sold Out 0
PIMCO ETF TR INTER MUN BD ACT -301 Sold Out 0
PRIMERO MNG CORP COM -141 Sold Out 0
RANDGOLD RES LTD ADR -189 Sold Out 0
ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H -355 Sold Out 0
SIGA TECHNOLOGIES INC COM -82 Sold Out 0
SPAN AMER MED SYS INC COM -190 Sold Out 0