BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2015

Position Statistics

Total Positions 4,161
New Positions 103
Increased Positions 2,272
Decreased Positions 1,734
Positions with Activity 4,006
Sold Out Positions 71
Total Mkt Value (in $ millions) 383,229

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 4.3%
Conglomerates 0.23%
Consumer Cyclical 3.35%
Consumer/Non-Cyclical 6.91%
Energy 7.13%
Financial 16.54%
Healthcare 12.03%
Services 19.88%
Technology 19.17%
Transportation 1.91%
Utilities 2.86%

71 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CTRIP COM INTL LTD AMERICAN DEP SHS -1,234 Sold Out 0
DAQO NEW ENERGY CORP SPNSRD ADR NEW -2,989 Sold Out 0
E HOUSE CHINA HLDGS LTD ADR -748 Sold Out 0
EARTHSTONE ENERGY INC COM NEW -264 Sold Out 0
ENTERTAINMENT GAMING ASIA INC COM PAR $0.001 -7 Sold Out 0
HANCOCK JOHN PFD INCOME FD II COM -291 Sold Out 0
HYPERDYNAMICS CORP COM NEW -18 Sold Out 0
ICAD INC COM NEW -305 Sold Out 0
IKANG HEALTHCARE GROUP INC SPONSORED ADR -3,195 Sold Out 0
IKANOS COMMUNICATIONS COM NEW -7 Sold Out 0
INDIA FD INC COM -354 Sold Out 0
IRELAND BK SPNSRD ADR NEW -818 Sold Out 0
ISHARES MSCI SINGAP ETF -160 Sold Out 0
ISHARES EM MKT SM-CP ETF -909 Sold Out 0
ISHARES TR U.S. FINLS ETF -254 Sold Out 0
ISHARES TR U.S. UTILITS ETF -209 Sold Out 0
ISHARES TR U.S. INDS ETF -213 Sold Out 0
ISHARES TR LATN AMER 40 ETF -319 Sold Out 0
LIBERTY BROADBAND CORP RT PUR COM SER C -375 Sold Out 0
LIFE PARTNERS HOLDINGS INC COM Sold Out 0