BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,141
New Positions 151
Increased Positions 2,255
Decreased Positions 1,765
Positions with Activity 4,020
Sold Out Positions 105
Total Mkt Value (in $ millions) 373,116

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.87%
Capital Goods 4.43%
Conglomerates 0.21%
Consumer Cyclical 3.3%
Consumer/Non-Cyclical 6.91%
Energy 9.16%
Financial 16.61%
Healthcare 11.36%
Services 18.39%
Technology 18.93%
Transportation 2.19%
Utilities 2.8%

105 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DATAWATCH CORP COM NEW -226 Sold Out 0
DIANA SHIPPING INC COM -258 Sold Out 0
DIVERSIFIED RSTRNT HLDGS INC COM -140 Sold Out 0
DORAL FINL CORP COM PAR 0.01 -202 Sold Out 0
EL PASO ENERGY CAP TR I PFD CV TR SECS -3,005 Sold Out 0
ENDEAVOUR SILVER CORP COM -68 Sold Out 0
ESPEY MFG & ELECTRS CORP COM -174 Sold Out 0
EVRYWARE GLOBAL INC COM -72 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -250,216 Sold Out 0
FIDUS INVT CORP COM -794 Sold Out 0
FIRST SEC GROUP INC COM NEW -484 Sold Out 0
FIRSTHAND TECH VALUE FD INC COM -675 Sold Out 0
FORTEGRA FINL CORP COM -167 Sold Out 0
GABELLI GLB SML & MD CP VAL TR COM -10 Sold Out 0
GARRISON CAP INC COM -255 Sold Out 0
GENCO SHIPPING & TRADING LTD WT EXP 070921 -22 Sold Out 0
GEO GROUP INC NEW COM -38,908 Sold Out 0
GLADSTONE CAPITAL CORP COM -748 Sold Out 0
GLADSTONE INVT CORP COM -650 Sold Out 0
GLYCOMIMETICS INC COM -160 Sold Out 0