BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 09/30/2014

Position Statistics

Total Positions 4,150
New Positions 119
Increased Positions 1,888
Decreased Positions 1,987
Positions with Activity 3,875
Sold Out Positions 52
Total Mkt Value (in $ millions) 380,559

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 4.41%
Conglomerates 0.22%
Consumer Cyclical 3.41%
Consumer/Non-Cyclical 6.96%
Energy 8.28%
Financial 16.67%
Healthcare 11.66%
Services 18.91%
Technology 18.86%
Transportation 2.3%
Utilities 2.88%

52 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLOT COMMUNICATIONS LTD SHS -4,667 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -21 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -113 Sold Out 0
ASTRONICS CORP CL B -1,394 Sold Out 0
BIOTIME INC WT EXP 100118 -41 Sold Out 0
BODY CENT CORP COM NEW -6 Sold Out 0
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR -3,387 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUG INTL MLT ASS -222 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG CA ENRG INC -152 Sold Out 0
COCA-COLA HBC AG ADR -334 Sold Out 0
EAGLE BULK SHIPPING INC SHS NEW -14 Sold Out 0
EPIRUS BIOPHARMACEUTICALS INC COM -16 Sold Out 0
ERBA DIAGNOSTICS COM -84 Sold Out 0
ETFS GOLD TR SHS -184 Sold Out 0
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT -22 Sold Out 0
HI-CRUSH PARTNERS LP COM UNIT LTD -407 Sold Out 0
HSBC HLDGS PLC ADR A 1/40PF A -346 Sold Out 0
ICAHN ENTERPRISES LP DEPOSITARY UNIT -366 Sold Out 0
INVESCO SR INCOME TR COM -78 Sold Out 0
INVESCO TR INVT GRADE MUNS COM -131 Sold Out 0