BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2015

Position Statistics

Total Positions 4,151
New Positions 103
Increased Positions 2,265
Decreased Positions 1,732
Positions with Activity 3,997
Sold Out Positions 71
Total Mkt Value (in $ millions) 378,030

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.8%
Capital Goods 4.14%
Conglomerates 0.23%
Consumer Cyclical 3.4%
Consumer/Non-Cyclical 6.86%
Energy 6.61%
Financial 17.05%
Healthcare 12.43%
Services 20.04%
Technology 18.86%
Transportation 1.91%
Utilities 2.76%

3,997 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
21VIANET GROUP INC SPONSORED ADR -300 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -1,079 Sold Out 0
ADVANTAGE OIL & GAS LTD COM -217 Sold Out 0
AES TR III PFD CV 6.75% -344 Sold Out 0
ALLIANZGI NFJ DIVID INT & PREM COM -249 Sold Out 0
ALLIED NEVADA GOLD CORP COM -47 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP SHS NEW -30 Sold Out 0
BANCO MACRO SA SPON ADR B -513 Sold Out 0
BPZ RESOURCES INC COM -2 Sold Out 0
CACHE INC COM NEW Sold Out 0
CAPITAL PRODUCT PARTNERS L P COM UNIT LP -279 Sold Out 0
CHINA FD INC COM -187 Sold Out 0
CHINA PETE & CHEM CORP SPON ADR H SHS -220 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF -644 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT -565 Sold Out 0
CORINTHIAN COLLEGES INC COM Sold Out 0
CORP RES SVCS INC COM Sold Out 0
CREDIT SUISSE HIGH YLD BND FD SH BEN INT -133 Sold Out 0
CREXENDO INC COM -44 Sold Out 0
CTC MEDIA INC COM -1,158 Sold Out 0