BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2015

Position Statistics

Total Positions 4,160
New Positions 103
Increased Positions 2,272
Decreased Positions 1,733
Positions with Activity 4,005
Sold Out Positions 71
Total Mkt Value (in $ millions) 380,388

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 4.26%
Conglomerates 0.23%
Consumer Cyclical 3.35%
Consumer/Non-Cyclical 6.93%
Energy 7.17%
Financial 16.57%
Healthcare 12.08%
Services 19.81%
Technology 19.14%
Transportation 1.89%
Utilities 2.88%

4,005 Activity Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 20,095 10,676 113.36 197,337
ISHARES 10+ YR CR BD ETF 9,185 5,971 185.83 154,598
ISHARES 1-3 YR CR BD ETF 68,893 4,454 6.91 652,948
ISHARES TR 1-3 YR TR BD ETF 63,117 10,048 18.93 743,692
ISHARES TR 20+ YR TR BD ETF 20,176 -4,349 (17.73) 164,419
ISHARES 3-7 YR TR BD ETF 14,136 2,518 21.68 114,294
ISHARES TR 7-10 Y TR BD ETF 26,796 4,767 21.64 250,621
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 666 666 New 25,100
ACACIA RESH CORP ACACIA TCH COM 5,236 430 8.95 512,860
BANCO SANTANDER SA ADR 2,091 -2,827 (57.49) 294,455
BARCLAYS PLC ADR 15,249 1,765 13.09 922,534
BT GROUP PLC ADR 4,437 -1,064 (19.34) 64,774
CARNIVAL PLC ADR 1,571 -335 (17.58) 32,636
CRH PLC ADR 12,133 1,211 11.09 432,715
DR REDDYS LABS LTD ADR 2,601 -527 (16.84) 46,926
E HOUSE CHINA HLDGS LTD ADR -737 Sold Out 0
ICICI BK LTD ADR 37,043 32 .09 3,507,815
KYOCERA CORP ADR 885 -478 (35.09) 16,186
NOVO-NORDISK A S ADR 207,186 -446 (0.22) 3,668,313
PRUDENTIAL PLC ADR 24,074 -111 (0.46) 481,282