BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,145
New Positions 151
Increased Positions 2,255
Decreased Positions 1,769
Positions with Activity 4,024
Sold Out Positions 105
Total Mkt Value (in $ millions) 376,626

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.88%
Capital Goods 4.49%
Conglomerates 0.21%
Consumer Cyclical 3.35%
Consumer/Non-Cyclical 6.81%
Energy 9.64%
Financial 16.35%
Healthcare 11.14%
Services 18.55%
Technology 18.84%
Transportation 2.14%
Utilities 2.79%

4,024 Activity Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 36,525 -21,186 (36.71) 344,774
ISHARES 10+ YR CR BD ETF 497 9 1.77 8,111
ISHARES 1-3 YR CR BD ETF 64,563 -14,720 (18.57) 612,556
ISHARES TR 1-3 YR TR BD ETF 60,504 -3,307 (5.18) 715,851
PIMCO ETF TR 1-5 US TIP IDX -204 Sold Out 0
ISHARES TR 20+ YR TR BD ETF 16,455 7,654 86.98 140,222
ISHARES 3-7 YR TR BD ETF 11,572 -18,545 (61.58) 95,029
ISHARES TR 7-10 Y TR BD ETF 48,122 -1,004 (2.04) 460,671
ACACIA RESH CORP ACACIA TCH COM 9,081 313 3.57 521,909
BANCO SANTANDER SA ADR 10,798 1,250 13.09 1,075,479
BARCLAYS PLC ADR 11,515 -351 (2.96) 765,623
BT GROUP PLC ADR 4,777 -908 (15.97) 75,626
CARNIVAL PLC ADR 1,515 53 3.65 39,700
CRH PLC ADR 682 3 .44 29,043
ICICI BK LTD ADR 47,984 -52,836 (52.41) 906,553
MELCO CROWN ENTMT LTD ADR 220 -521 (70.35) 7,636
NOVO-NORDISK A S ADR 185,334 -3,354 (1.78) 4,040,408
PRUDENTIAL PLC ADR 22,545 -791 (3.39) 469,686
RANDGOLD RES LTD ADR 223 223 New 2,730
TARENA INTL INC ADR 4,614 4,614 New 331,000