BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2015

Position Statistics

Total Positions 4,155
New Positions 103
Increased Positions 2,266
Decreased Positions 1,735
Positions with Activity 4,001
Sold Out Positions 71
Total Mkt Value (in $ millions) 375,138

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.09%
Capital Goods 4.23%
Conglomerates 0.24%
Consumer Cyclical 3.46%
Consumer/Non-Cyclical 6.93%
Energy 6.94%
Financial 17.01%
Healthcare 12.2%
Services 20.01%
Technology 18.71%
Transportation 1.85%
Utilities 2.73%

4,001 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
21VIANET GROUP INC SPONSORED ADR -299 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -1,244 Sold Out 0
ADVANTAGE OIL & GAS LTD COM -239 Sold Out 0
AES TR III PFD CV 6.75% -349 Sold Out 0
ALLIANZGI NFJ DIVID INT & PREM COM -262 Sold Out 0
ALLIED NEVADA GOLD CORP COM -81 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP SHS NEW -31 Sold Out 0
BANCO MACRO SA SPON ADR B -539 Sold Out 0
BPZ RESOURCES INC COM -8 Sold Out 0
CACHE INC COM NEW Sold Out 0
CAPITAL PRODUCT PARTNERS L P COM UNIT LP -275 Sold Out 0
CHINA FD INC COM -211 Sold Out 0
CHINA PETE & CHEM CORP SPON ADR H SHS -244 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF -652 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT -573 Sold Out 0
CORINTHIAN COLLEGES INC COM -1 Sold Out 0
CORP RES SVCS INC COM -1 Sold Out 0
CREDIT SUISSE HIGH YLD BND FD SH BEN INT -139 Sold Out 0
CREXENDO INC COM -44 Sold Out 0
CTC MEDIA INC COM -1,432 Sold Out 0