BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,145
New Positions 151
Increased Positions 2,255
Decreased Positions 1,769
Positions with Activity 4,024
Sold Out Positions 105
Total Mkt Value (in $ millions) 375,030

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.9%
Capital Goods 4.5%
Conglomerates 0.21%
Consumer Cyclical 3.35%
Consumer/Non-Cyclical 6.82%
Energy 9.59%
Financial 16.29%
Healthcare 11.06%
Services 18.59%
Technology 18.9%
Transportation 2.15%
Utilities 2.82%

4,024 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AEGEAN MARINE PETROLEUM NETWRK SHS -588 Sold Out 0
ALAMOS GOLD INC COM -770 Sold Out 0
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN -603 Sold Out 0
API TECHNOLOGIES CORP COM NEW -209 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -213 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM -9 Sold Out 0
BEAR ST FINL INC COM -87 Sold Out 0
BEASLEY BROADCAST GROUP INC CL A -63 Sold Out 0
BIND THERAPEUTICS INC COM -200 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -236 Sold Out 0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN -3,095 Sold Out 0
CAPITAL SOUTHWEST CORP COM -1,706 Sold Out 0
CHEMUNG FINL CORP COM -448 Sold Out 0
CIM COML TR CORP COM -67 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUG MIDCAP CORE -332 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 -573 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
CONSOLIDATED WATER CO INC ORD -585 Sold Out 0
CREDIT SUISSE NASSAU BRH INVRS VIX STERM -754 Sold Out 0
CURRENCYSHARES EURO TR EURO SHS -492 Sold Out 0