BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,141
New Positions 151
Increased Positions 2,255
Decreased Positions 1,765
Positions with Activity 4,020
Sold Out Positions 105
Total Mkt Value (in $ millions) 377,179

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.83%
Capital Goods 4.46%
Conglomerates 0.21%
Consumer Cyclical 3.33%
Consumer/Non-Cyclical 6.81%
Energy 9.23%
Financial 16.63%
Healthcare 11.3%
Services 18.4%
Technology 18.97%
Transportation 2.2%
Utilities 2.78%

4,020 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AEGEAN MARINE PETROLEUM NETWRK SHS -590 Sold Out 0
ALAMOS GOLD INC COM -707 Sold Out 0
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN -616 Sold Out 0
API TECHNOLOGIES CORP COM NEW -234 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -188 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -8 Sold Out 0
BEAR ST FINL INC COM -97 Sold Out 0
BEASLEY BROADCAST GROUP INC CL A -57 Sold Out 0
BIND THERAPEUTICS INC COM -206 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -226 Sold Out 0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN -3,060 Sold Out 0
CAPITAL SOUTHWEST CORP COM -1,891 Sold Out 0
CHEMUNG FINL CORP COM -454 Sold Out 0
CIM COML TR CORP COM -67 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 -573 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUG MIDCAP CORE -335 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
CONSOLIDATED WATER CO INC ORD -598 Sold Out 0
CREDIT SUISSE NASSAU BRH INVRS VIX STERM -764 Sold Out 0
CURRENCYSHARES EURO TR EURO SHS -479 Sold Out 0