BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 09/30/2014

Position Statistics

Total Positions 4,128
New Positions 121
Increased Positions 1,885
Decreased Positions 1,968
Positions with Activity 3,853
Sold Out Positions 53
Total Mkt Value (in $ millions) 376,605

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.33%
Conglomerates 0.23%
Consumer Cyclical 3.35%
Consumer/Non-Cyclical 7.08%
Energy 7.43%
Financial 16.33%
Healthcare 11.66%
Services 19.81%
Technology 18.58%
Transportation 2.32%
Utilities 3.1%

3,853 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLOT COMMUNICATIONS LTD SHS -4,294 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -21 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -135 Sold Out 0
ASTRONICS CORP CL B -1,511 Sold Out 0
BIOTIME INC WT EXP 100118 -49 Sold Out 0
BODY CENT CORP COM NEW Sold Out 0
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR -3,611 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG CA ENRG INC -119 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUG INTL MLT ASS -213 Sold Out 0
COCA-COLA HBC AG ADR -244 Sold Out 0
EAGLE BULK SHIPPING INC SHS NEW -14 Sold Out 0
EPIRUS BIOPHARMACEUTICALS INC COM -19 Sold Out 0
ERBA DIAGNOSTICS COM -103 Sold Out 0
ETFS GOLD TR SHS -199 Sold Out 0
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT -18 Sold Out 0
HI-CRUSH PARTNERS LP COM UNIT LTD -291 Sold Out 0
HSBC HLDGS PLC ADR A 1/40PF A -345 Sold Out 0
ICAHN ENTERPRISES LP DEPOSITARY UNIT -337 Sold Out 0
INVESCO SR INCOME TR COM -77 Sold Out 0
INVESCO TR INVT GRADE MUNS COM -138 Sold Out 0