BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2014

Position Statistics

Total Positions 4,059
New Positions 106
Increased Positions 1,959
Decreased Positions 1,902
Positions with Activity 3,861
Sold Out Positions 56
Total Mkt Value (in $ millions) 381,399

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.82%
Capital Goods 4.49%
Conglomerates 0.19%
Consumer Cyclical 3.27%
Consumer/Non-Cyclical 6.77%
Energy 9.88%
Financial 17.65%
Healthcare 10.93%
Services 17.8%
Technology 18.53%
Transportation 2.14%
Utilities 2.74%

3,861 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCRETIVE HEALTH INC COM -2,807 Sold Out 0
ALUMINA LTD SPONSORED ADR -826 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -17 Sold Out 0
AVID TECHNOLOGY INC COM -3,657 Sold Out 0
AXOGEN INC COM -25 Sold Out 0
BLACKROCK NY MUNI 2018 TERM TR COM -212 Sold Out 0
BRF SA SPONSORED ADR -739 Sold Out 0
CELESTICA INC SUB VTG SHS -939 Sold Out 0
CEMEX SAB DE CV SPON ADR NEW -394 Sold Out 0
CLIFTON BANCORP INC COM -609 Sold Out 0
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD -428 Sold Out 0
CONTRAVIR PHARMACEUTICALS INC COM -51 Sold Out 0
DOLAN CO COM -4 Sold Out 0
DOMINION DIAMOND CORP COM -233 Sold Out 0
EATON VANCE SH TM DR DIVR INCM COM -157 Sold Out 0
ESCALERA RES CO COM -32 Sold Out 0
ETFS PLATINUM TR SH BEN INT -419 Sold Out 0
GENERAL MTRS CO WT EXP 071019 -334 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -4 Sold Out 0
GSE HLDG INC COM -1 Sold Out 0