BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 12/31/2013

Position Statistics

Total Positions 4,029
New Positions 167
Increased Positions 2,102
Decreased Positions 1,773
Positions with Activity 3,875
Sold Out Positions 62
Total Mkt Value (in $ millions) 359,115

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.91%
Capital Goods 4.79%
Conglomerates 0.29%
Consumer Cyclical 3.36%
Consumer/Non-Cyclical 7.01%
Energy 9.82%
Financial 17.96%
Healthcare 10.69%
Services 17.84%
Technology 17.91%
Transportation 2.04%
Utilities 2.84%

3,875 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITEDHEALTH GROUP INC COM 871,586 23,227 2.74 11,501,527
UNITED PARCEL SERVICE INC CL B 869,343 -45,609 (4.99) 8,870,846
EATON CORP PLC SHS 858,355 -31,325 (3.52) 11,627,677
BIOGEN IDEC INC COM 856,875 -29,902 (3.37) 2,949,248
TIME WARNER INC COM NEW 855,213 -39,831 (4.45) 13,126,832
CELGENE CORP COM 849,166 -26,138 (2.99) 6,000,750
INTUIT COM 830,702 -122,943 (12.89) 11,221,154
GOLDMAN SACHS GROUP INC COM 830,080 -16,531 (1.95) 5,272,356
STRYKER CORP COM 823,101 49,038 6.34 10,448,093
PHILLIPS 66 COM 819,721 -15,418 (1.85) 10,210,774
ALLERGAN INC COM 807,620 200,873 33.11 6,030,619
LILLY ELI & CO COM 807,282 -135,748 (14.4) 13,358,967
US BANCORP DEL COM NEW 806,569 -38,844 (4.6) 20,038,970
ISHARES MSCI EMG MKT ETF 785,113 150,959 23.81 18,688,717
LOCKHEED MARTIN CORP COM 779,178 -137,701 (15.02) 4,862,268
COSTCO WHSL CORP NEW COM 774,653 -6,886 (0.88) 6,825,140
WALGREEN CO COM 765,112 -61,751 (7.47) 11,462,352
MCKESSON CORP COM 750,989 -77,931 (9.4) 4,392,260
PRICELINE GRP INC COM NEW 745,547 -21,587 (2.81) 616,991
VALERO ENERGY CORP NEW COM 739,500 3,541 .48 13,205,353