BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,138
New Positions 151
Increased Positions 2,255
Decreased Positions 1,763
Positions with Activity 4,018
Sold Out Positions 105
Total Mkt Value (in $ millions) 352,683

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.76%
Capital Goods 4.41%
Conglomerates 0.21%
Consumer Cyclical 3.34%
Consumer/Non-Cyclical 7.15%
Energy 8.67%
Financial 16.56%
Healthcare 11.34%
Services 18.81%
Technology 18.67%
Transportation 2.24%
Utilities 2.98%

4,018 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CORINTHIAN COLLEGES INC COM 79 -85 (51.89) 629,435
INVESCO SR INCOME TR COM 78 (0.01) 17,050
IMPERIAL HLDGS INC COM 78 -325 (80.71) 12,345
THESTREET INC COM 78 -4 (4.58) 35,231
GOLDEN ENTERPRISES INC COM 76 .01 17,015
AMERICAN SUPERCONDUCTOR CORP COM 75 -191 (71.83) 61,551
PHARMATHENE INC COM 75 .24 42,247
KOSS CORP COM 75 (0) 44,087
SIGA TECHNOLOGIES INC COM 74 -189 (71.91) 49,668
SHARPS COMPLIANCE CORP COM 74 .47 15,286
REGADO BIOSCIENCES INC COM 73 73 New 65,413
BALLANTYNE STRONG INC COM 73 .60 17,929
CHARLES & COLVARD LTD COM 73 1 1.45 28,882
ALEXZA PHARMACEUTICALS INC COM NEW 72 .08 33,445
MFS HIGH INCOME MUN TR SH BEN INT 72 -5 (6.21) 15,100
SECURITY NATL FINL CORP CL A NEW 71 1 2.00 14,490
EGALET CORP COM 71 71 New 16,431
ALPHATEC HOLDINGS INC COM 69 -336 (83.01) 47,420
CELSION CORPORATION COM PAR $0.01 69 .62 26,948
AMERICAN APPAREL INC COM 69 -58 (45.86) 95,351