BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 12/31/2014

Position Statistics

Total Positions 4,181
New Positions 139
Increased Positions 1,881
Decreased Positions 2,141
Positions with Activity 4,022
Sold Out Positions 108
Total Mkt Value (in $ millions) 389,806

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.19%
Capital Goods 4.3%
Conglomerates 0.22%
Consumer Cyclical 3.45%
Consumer/Non-Cyclical 7%
Energy 7.48%
Financial 16.71%
Healthcare 11.92%
Services 19.61%
Technology 18.99%
Transportation 2.05%
Utilities 2.85%

4,022 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ULTRAPETROL BAHAMAS LTD COM 96 6 7.28 67,753
HUTCHINSON TECHNOLOGY INC COM 94 .09 33,642
NUVEEN QUALITY PFD INCOME FD 2 COM 94 94 New 10,215
VERSAR INC COM 94 42 81.55 27,310
GREEN BRICK PARTNERS INC COM 94 94 New 10,858
CROWN CRAFTS INC COM 93 .04 11,210
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 91 7 8.30 24,910
ERICKSON INC COM 91 -38 (29.43) 19,405
TRANS WORLD ENTMT CORP COM 91 .19 23,831
BIOLASE INC COM 90 4 4.87 36,649
SYNTHETIC BIOLOGICS INC COM 89 3 3.69 36,834
ALLIED NEVADA GOLD CORP COM 89 -2,037 (95.81) 523,633
AMERICAN APPAREL INC COM 87 20 30.53 124,461
STEMCELLS INC COM NEW 86 (0) 96,874
VICAL INC COM 84 .00 89,462
HUDSON GLOBAL INC COM 84 .07 28,331
FUEL TECH INC COM 83 -20 (19.4) 28,963
WESTELL TECHNOLOGIES INC CL A 82 1 .65 60,572
LIFEVANTAGE CORP COM 82 -1 (1.71) 114,903
U S GLOBAL INVS INC CL A 81 .18 27,144