BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 12/31/2013

Position Statistics

Total Positions 4,030
New Positions 167
Increased Positions 2,103
Decreased Positions 1,773
Positions with Activity 3,876
Sold Out Positions 62
Total Mkt Value (in $ millions) 354,634

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.89%
Capital Goods 4.76%
Conglomerates 0.29%
Consumer Cyclical 3.36%
Consumer/Non-Cyclical 7.03%
Energy 9.74%
Financial 17.99%
Healthcare 10.71%
Services 17.86%
Technology 17.96%
Transportation 2.03%
Utilities 2.88%

3,876 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CBS CORP (CLASS B) CL A -1,681 Sold Out 0
CHENIERE ENERGY PARTNERS LP COM UNIT -1,268 Sold Out 0
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 -483 Sold Out 0
CONCURRENT COMPUTER CORP NEW COM PAR $.01 -80 Sold Out 0
DBX ETF TR XTRAK MSCI EAFE -1,582 Sold Out 0
DIANA SHIPPING INC COM -243 Sold Out 0
DNP SELECT INCOME FD COM -151 Sold Out 0
EATON VANCE MUN BD FD COM -166 Sold Out 0
ELAN PLC ADR -997 Sold Out 0
ETFS GOLD TR SHS -201 Sold Out 0
EXA CORP COM -138 Sold Out 0
FIDUCIARY CLAYMORE MLP OPP FD COM -360 Sold Out 0
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH -290 Sold Out 0
GOLD FIELDS LTD NEW SPONSORED ADR -105 Sold Out 0
GREIF INC CL B -1,034 Sold Out 0
HAUPPAUGE DIGITAL INC COM -3 Sold Out 0
HC2 HLDGS INC COM -180 Sold Out 0
INDIA FD INC COM -237 Sold Out 0
ISHARES INTL TREA BD ETF -1,187 Sold Out 0
ISHARES LATN AMER 40 ETF -208 Sold Out 0