BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2014

Position Statistics

Total Positions 4,057
New Positions 106
Increased Positions 1,957
Decreased Positions 1,902
Positions with Activity 3,859
Sold Out Positions 56
Total Mkt Value (in $ millions) 377,936

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.8%
Capital Goods 4.42%
Conglomerates 0.19%
Consumer Cyclical 3.28%
Consumer/Non-Cyclical 6.75%
Energy 9.85%
Financial 17.63%
Healthcare 11%
Services 17.91%
Technology 18.52%
Transportation 2.1%
Utilities 2.76%

3,859 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BENEFITFOCUS INC COM 1,417 225 18.83 36,142
PIKE CORP COM 1,417 -442 (23.76) 173,456
JIVE SOFTWARE INC COM 1,414 62 4.59 181,996
WEST BANCORPORATION INC CAP STK 1,414 3 .22 96,432
MCG CAPITAL CORP COM 1,412 -585 (29.3) 349,468
REMY INTL INC COM 1,409 31 2.25 61,101
SURGICAL CARE AFFILIATES INC COM 1,408 195 16.06 46,176
CLUBCORP HLDGS INC COM 1,401 170 13.81 82,684
ARES COML REAL ESTATE CORP COM 1,400 126 9.89 112,984
BASSETT FURNITURE INDS INC COM 1,399 120 9.36 93,546
MERCANTILE BANK CORP COM 1,394 75 5.66 72,025
CARNIVAL PLC ADR 1,389 -50 (3.47) 38,301
ADAMS RES & ENERGY INC COM NEW 1,387 -70 (4.8) 20,308
OIL DRI CORP AMER COM 1,377 40 3.00 47,114
CULP INC COM 1,376 28 2.09 76,403
CENTRAL FD CDA LTD CL A 1,372 -873 (38.89) 96,431
FIRST LONG IS CORP COM 1,372 -2 (0.16) 38,016
DIGIMARC CORP NEW COM 1,370 -1 (0.08) 52,941
PEREGRINE PHARMACEUTICALS INC COM NEW 1,368 207 17.85 882,805
RINGCENTRAL INC CL A 1,367 598 77.85 107,648