BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 12/31/2013

Position Statistics

Total Positions 4,030
New Positions 167
Increased Positions 2,103
Decreased Positions 1,773
Positions with Activity 3,876
Sold Out Positions 62
Total Mkt Value (in $ millions) 358,350

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.9%
Capital Goods 4.77%
Conglomerates 0.29%
Consumer Cyclical 3.36%
Consumer/Non-Cyclical 7.03%
Energy 9.76%
Financial 17.97%
Healthcare 10.68%
Services 17.86%
Technology 17.95%
Transportation 2.03%
Utilities 2.87%

3,876 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 1,408 407 40.66 57,217
SIERRA WIRELESS INC COM 1,402 100 7.66 66,103
BNC BANCORP COM 1,400 175 14.33 84,100
GRANITE REAL ESTATE INVT TR STAPLED UNIT 1,398 1,036 286.14 37,382
SPROTT PHYSICAL GOLD TRUST UNIT 1,397 -250 (15.18) 129,031
UNIVERSAL STAINLESS & ALLOY COM 1,393 -105 (7.03) 40,264
WEST BANCORPORATION INC CAP STK 1,388 123 9.74 96,222
NORANDA ALUM HLDG CORP COM 1,387 -432 (23.75) 325,604
FOUNDATION MEDICINE INC COM 1,383 1,383 New 50,873
ATLANTIC PWR CORP COM NEW 1,383 21 1.58 448,897
FOX CHASE BANCORP INC NEW COM 1,382 137 11.00 81,605
FAIRPOINT COMMUNICATIONS INC COM NEW 1,378 274 24.80 100,655
PENNS WOODS BANCORP INC COM 1,373 397 40.68 30,009
ARTESIAN RESOURCES CORP CL A 1,368 194 16.56 60,850
MELLANOX TECHNOLOGIES LTD SHS 1,366 847 163.14 37,260
GERON CORP COM 1,360 -43 (3.09) 690,357
ZIOPHARM ONCOLOGY INC COM 1,360 85 6.63 402,239
CULP INC COM 1,348 -50 (3.56) 74,836
CHINA YUCHAI INTL LTD COM 1,346 279 26.11 63,374
RYANAIR HLDGS PLC SPONSORED ADR 1,339 1,339 New 23,844