BANC FUNDS CO LLC Information

20 NORTH WACKER DRIVE, CHICAGO, Illinois, 60606, (312) 855-4067

Report Date: 12/31/2013

Position Statistics

Total Positions 223
New Positions 15
Increased Positions 64
Decreased Positions 70
Positions with Activity 134
Sold Out Positions 3
Total Mkt Value (in $ millions) 1,318

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.33%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 90.32%
Healthcare
Services
Technology
Transportation
Utilities

134 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RIVER CITY BK SACRAMENTO CALIF COM 649 42 6.98 6,054
FLAGSTAR BANCORP INC COM PAR .001 591 591 New 29,000
JACKSONVILLE BANCORP INC FLA COM NEW 563 563 New 53,850
WATERSTONE FINL INC MD COM 551 -54 (8.87) 53,482
OLD POINT FINL CORP COM 501 -284 (36.22) 31,927
BARABOO BANCORPORATION INC COM 488 12 2.44 256,950
HANMI FINL CORP COM NEW 406 -385 (48.66) 17,938
MBT FINL CORP COM 335 335 New 67,746
OAK RIDGE FINL SVCS INC COM 196 50 33.98 29,039
MISSION VY BANCORP CO 135 135 New 19,355
STERLING BANCORP DEL COM 62 62 New 5,000
AMERICAN EQTY INVT LIFE HLD CO COM -891 Sold Out 0
MERCHANTS BANCSHARES COM -748 Sold Out 0
WESTERN ALLIANCE BANCORP COM -1,067 Sold Out 0