BAMCO INC /NY/ Information

767 FIFTH AVENUE, NEW YORK, New York, 10153, (212) 583-2000

Report Date: 03/31/2014

Position Statistics

Total Positions 388
New Positions 36
Increased Positions 216
Decreased Positions 123
Positions with Activity 339
Sold Out Positions 25
Total Mkt Value (in $ millions) 24,386

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.63%
Capital Goods 6.3%
Conglomerates 0.64%
Consumer Cyclical 4.49%
Consumer/Non-Cyclical 3.21%
Energy 5.79%
Financial 9.4%
Healthcare 7.5%
Services 33.3%
Technology 17.3%
Transportation 2.62%
Utilities 3.63%

388 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ARATANA THERAPEUTICS INC COM -78 Sold Out 0
BRAVO BRIO RESTAURANT GROUP IN COM -15,250 Sold Out 0
CECO ENVIRONMENTAL CORP COM -147 Sold Out 0
COPA HOLDINGS SA CL A -5,711 Sold Out 0
DENBURY RES INC COM NEW -12,944 Sold Out 0
ENDOLOGIX INC COM -17,865 Sold Out 0
ENSCO PLC SHS CLASS A -187 Sold Out 0
FIESTA RESTAURANT GROUP INC COM -49 Sold Out 0
FORESTAR GROUP INC COM -15,460 Sold Out 0
GROUPON INC COM CL A -4,805 Sold Out 0
INSULET CORP COM -23,433 Sold Out 0
INTUITIVE SURGICAL INC COM NEW -27,917 Sold Out 0
ISHARES TR RUSSELL 2000 ETF -28 Sold Out 0
LEUCADIA NATL CORP COM -10,580 Sold Out 0
MANNING & NAPIER INC CL A -17,540 Sold Out 0
NEW ORIENTAL ED & TECH GRP INC SPON ADR -63 Sold Out 0
OMNICOM GROUP INC COM -1,909 Sold Out 0
PLY GEM HLDGS INC COM -17,303 Sold Out 0
QIAGEN NV REG SHS -254 Sold Out 0
STARZ COM SER A -22,966 Sold Out 0