BAMCO INC /NY/ Information

767 FIFTH AVENUE, NEW YORK, New York, 10153, (212) 583-2000

Report Date: 12/31/2013

Position Statistics

Total Positions 366
New Positions 46
Increased Positions 176
Decreased Positions 136
Positions with Activity 312
Sold Out Positions 18
Total Mkt Value (in $ millions) 22,955

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.85%
Capital Goods 7.02%
Conglomerates 0.67%
Consumer Cyclical 4.58%
Consumer/Non-Cyclical 3.41%
Energy 5.83%
Financial 9.74%
Healthcare 7.01%
Services 32.6%
Technology 17.53%
Transportation 2.91%
Utilities 3.6%

366 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACACIA RESH CORP ACACIA TCH COM -12,158 Sold Out 0
ASHFORD HOSPITALITY PRIME INC COM -2,371 Sold Out 0
ASHFORD HOSPITALITY TR INC COM SHS -7,910 Sold Out 0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN -106 Sold Out 0
CONSTELLIUM NV CL A -1,072 Sold Out 0
CYTEC INDS INC COM -150 Sold Out 0
DAVITA HEALTHCARE PARTNERS INC COM -40,380 Sold Out 0
EVERTEC INC COM -124 Sold Out 0
FORTINET INC COM -3,490 Sold Out 0
HALCON RES CORP COM NEW -12,807 Sold Out 0
LIFELOCK INC COM -3,885 Sold Out 0
MERCURY SYS INC COM -20,295 Sold Out 0
NQ MOBILE INC ADR REPSTG CL A -1,778 Sold Out 0
RADWARE LTD ORD -829 Sold Out 0
SEASPAN CORP SHS -15,749 Sold Out 0
SEAWORLD ENTMT INC COM -336 Sold Out 0
SOUTHWESTERN ENERGY CO COM -324 Sold Out 0
STANLEY BLACK & DECKER INC COM -16,932 Sold Out 0
MICROS SYS INC COM 157 -9,492 (98.38) 3,076
MPLX LP COM UNIT REP LTD 4,142 -41,384 (90.9) 82,500