BAMCO INC /NY/ Information

767 FIFTH AVENUE, NEW YORK, New York, 10153, (212) 583-2000

Report Date: 03/31/2014

Position Statistics

Total Positions 387
New Positions 36
Increased Positions 216
Decreased Positions 122
Positions with Activity 338
Sold Out Positions 25
Total Mkt Value (in $ millions) 24,512

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.65%
Capital Goods 6.35%
Conglomerates 0.65%
Consumer Cyclical 4.49%
Consumer/Non-Cyclical 3.23%
Energy 5.85%
Financial 9.42%
Healthcare 7.45%
Services 33.04%
Technology 17.33%
Transportation 2.66%
Utilities 3.63%

387 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IMPERVA INC COM 3,391 -475 (12.29) 143,690
EBAY INC COM 3,165 -502 (13.69) 59,451
SPLUNK INC COM 3,075 3,075 New 64,160
HOLLYSYS AUTOMATION TECHNOLOGI SHS 3,018 -1,556 (34.03) 130,300
WHOLE FOODS MKT INC COM 2,588 -10 (0.39) 69,338
TALLGRASS ENERGY PARTNERS LP COM UNIT 2,150 526 32.37 53,003
BIOGEN IDEC INC COM 2,051 2,051 New 6,089
ROSE ROCK MIDSTREAM L P COM U REP LTD 2,011 -4,641 (69.77) 35,742
VMWARE INC CL A COM 1,992 1,992 New 20,617
COSTCO WHSL CORP NEW COM 1,973 272 16.00 16,700
GRIFOLS S A SP ADR REP B NVT 1,883 747 65.77 44,757
REGENERON PHARMACEUTICALS COM 1,852 1,852 New 6,084
HALLIBURTON CO COM 1,813 374 26.03 24,696
SEADRILL PARTNERS LLC COMUNIT REP LB 1,790 225 14.41 50,996
ALEXION PHARMACEUTICALS INC COM 1,711 1,711 New 10,218
BOSTON PROPERTIES INC COM 1,613 121 8.13 13,300
ALIGN TECHNOLOGY INC COM 1,586 New 29,800
CHECK POINT SOFTWARE TECH LTD ORD 1,577 New 23,361
TWITTER INC COM 1,567 -4,227 (72.95) 40,479
SUPERIOR ENERGY SVCS INC COM 1,513 402 36.18 42,157