BAMCO INC /NY/ Information

767 FIFTH AVENUE, NEW YORK, New York, 10153, (212) 583-2000

Report Date: 09/30/2014

Position Statistics

Total Positions 381
New Positions 19
Increased Positions 168
Decreased Positions 158
Positions with Activity 326
Sold Out Positions 22
Total Mkt Value (in $ millions) 25,554

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.81%
Capital Goods 6.45%
Conglomerates 0.69%
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 3.89%
Energy 3.05%
Financial 8.84%
Healthcare 8.1%
Services 34.67%
Technology 17.18%
Transportation 2.12%
Utilities 3.5%

381 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
YUM BRANDS INC COM 3,144 -430 (12.03) 42,811
WHOLE FOODS MKT INC COM 3,100 -440 (12.43) 58,330
BIOGEN IDEC INC COM 3,083 -7 (0.22) 8,613
CORNERSTONE ONDEMAND INC COM 3,062 3,062 New 88,881
REGENERON PHARMACEUTICALS COM 2,955 New 7,109
ROSE ROCK MIDSTREAM L P COM U REP LTD 2,772 158 6.06 64,742
VCA INC COM 2,583 -7,749 (75) 50,000
VMWARE INC CL A COM 2,428 101 4.32 30,126
ALEXION PHARMACEUTICALS INC COM 2,334 504 27.56 12,941
COSTCO WHSL CORP NEW COM 2,252 New 15,973
FIESTA RESTAURANT GROUP INC COM 2,015 1,185 142.86 34,000
VARONIS SYS INC COM 2,011 1,253 165.47 59,200
BOSTON PROPERTIES INC COM 1,918 New 13,300
PARSLEY ENERGY INC CL A 1,912 702 58.05 111,900
WHITEWAVE FOODS CO COM 1,874 1,874 New 55,904
CHECK POINT SOFTWARE TECH LTD ORD 1,821 79 4.55 23,000
BARRACUDA NETWORKS INC COM 1,815 1,556 602.78 50,600
EXAMWORKS GROUP INC COM 1,778 1,778 New 43,100
URBAN EDGE PPTYS COM 1,771 New 75,139
POLYPORE INTL INC COM 1,726 936 118.44 39,063