BAMCO INC /NY/ Information

767 FIFTH AVENUE, NEW YORK, New York, 10153, (212) 583-2000

Report Date: 03/31/2014

Position Statistics

Total Positions 387
New Positions 36
Increased Positions 216
Decreased Positions 122
Positions with Activity 338
Sold Out Positions 25
Total Mkt Value (in $ millions) 24,763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.65%
Capital Goods 6.54%
Conglomerates 0.62%
Consumer Cyclical 4.25%
Consumer/Non-Cyclical 3.32%
Energy 5.85%
Financial 9.38%
Healthcare 7.26%
Services 33.33%
Technology 17.21%
Transportation 2.64%
Utilities 3.61%

387 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IMPERVA INC COM 3,270 -458 (12.29) 143,690
SPLUNK INC COM 3,071 3,071 New 64,160
EBAY INC COM 3,028 -480 (13.69) 59,451
HOLLYSYS AUTOMATION TECHNOLOGI SHS 2,846 -1,468 (34.03) 130,300
WHOLE FOODS MKT INC COM 2,664 -10 (0.39) 69,338
TALLGRASS ENERGY PARTNERS LP COM UNIT 2,224 544 32.37 53,003
ROSE ROCK MIDSTREAM L P COM U REP LTD 2,016 -4,651 (69.77) 35,742
COSTCO WHSL CORP NEW COM 1,969 272 16.00 16,700
VMWARE INC CL A COM 1,953 1,953 New 20,617
BIOGEN IDEC INC COM 1,949 1,949 New 6,089
REGENERON PHARMACEUTICALS COM 1,892 1,892 New 6,084
GRIFOLS S A SP ADR REP B NVT 1,834 728 65.77 44,757
HALLIBURTON CO COM 1,745 360 26.03 24,696
ALEXION PHARMACEUTICALS INC COM 1,681 1,681 New 10,218
ALIGN TECHNOLOGY INC COM 1,641 New 29,800
SEADRILL PARTNERS LLC COMUNIT REP LB 1,633 206 14.41 50,996
BOSTON PROPERTIES INC COM 1,578 119 8.13 13,300
TWITTER INC COM 1,541 -4,156 (72.95) 40,479
CHECK POINT SOFTWARE TECH LTD ORD 1,528 New 23,361
SUPERIOR ENERGY SVCS INC COM 1,514 402 36.18 42,157