BAMCO INC /NY/ Information

767 FIFTH AVENUE, NEW YORK, New York, 10153, (212) 583-2000

Report Date: 09/30/2014

Position Statistics

Total Positions 381
New Positions 19
Increased Positions 168
Decreased Positions 159
Positions with Activity 327
Sold Out Positions 22
Total Mkt Value (in $ millions) 25,595

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.88%
Capital Goods 6.6%
Conglomerates 0.75%
Consumer Cyclical 4.45%
Consumer/Non-Cyclical 3.57%
Energy 3.65%
Financial 8.66%
Healthcare 7.73%
Services 34.13%
Technology 17.23%
Transportation 2.41%
Utilities 3.49%

381 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
YUM BRANDS INC COM 3,286 -449 (12.03) 42,811
CME GROUP INC COM 3,264 -1,648 (33.54) 39,007
REGENERON PHARMACEUTICALS COM 2,956 New 7,109
WHOLE FOODS MKT INC COM 2,821 -400 (12.43) 58,330
CORNERSTONE ONDEMAND INC COM 2,809 2,809 New 88,881
VMWARE INC CL A COM 2,660 110 4.32 30,126
BIOGEN IDEC INC COM 2,626 -6 (0.22) 8,613
ALEXION PHARMACEUTICALS INC COM 2,520 544 27.56 12,941
FOUNDATION MEDICINE INC COM 2,519 -2,992 (54.29) 110,132
PRIMORIS SVCS CORP COM 2,351 1,599 212.71 86,002
VCA INC COM 2,346 -7,038 (75) 50,000
COSTCO WHSL CORP NEW COM 2,232 New 15,973
POLYPORE INTL INC COM 2,043 1,108 118.44 39,063
WHITEWAVE FOODS CO COM 2,013 2,013 New 55,904
HALLIBURTON CO COM 1,950 417 27.16 41,196
PARSLEY ENERGY INC CL A 1,883 692 58.05 111,900
FIESTA RESTAURANT GROUP INC COM 1,883 1,108 142.86 34,000
BIOSCRIP INC COM 1,817 887 95.33 281,300
BARRACUDA NETWORKS INC COM 1,814 1,556 602.78 50,600
RIGNET INC COM 1,813 565 45.31 40,090