BAMCO INC /NY/ Information

767 FIFTH AVENUE, NEW YORK, New York, 10153, (212) 583-2000

Report Date: 12/31/2013

Position Statistics

Total Positions 366
New Positions 46
Increased Positions 176
Decreased Positions 136
Positions with Activity 312
Sold Out Positions 18
Total Mkt Value (in $ millions) 23,918

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.83%
Capital Goods 7.07%
Conglomerates 0.67%
Consumer Cyclical 4.51%
Consumer/Non-Cyclical 3.43%
Energy 5.91%
Financial 9.69%
Healthcare 6.88%
Services 32.46%
Technology 17.78%
Transportation 2.91%
Utilities 3.57%

366 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTERCONTINENTALEXCHANGE GROUP COM 5,198 New 25,500
COPA HOLDINGS SA CL A 5,100 4,755 1,380 37,000
ROSE ROCK MIDSTREAM L P COM U REP LTD 4,971 118 2.43 118,215
MEDIDATA SOLUTIONS INC COM 4,926 4,926 New 121,000
BOISE CASCADE CO DEL COM 4,923 -1,444 (22.68) 182,800
LULULEMON ATHLETICA INC COM 4,834 -2,719 (36) 100,152
SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B 4,824 4,616 2,210.77 150,200
CRITEO S A SPONS ADS 4,745 4,745 New 127,507
MPLX LP COM UNIT REP LTD 4,661 -46,577 (90.9) 82,500
TOLL BROTHERS INC COM 4,618 1,258 37.42 134,673
YANDEX N V SHS CLASS A 4,602 3,514 323.02 158,350
HOLLYSYS AUTOMATION TECHNOLOGI SHS 4,590 4,009 690 197,500
MASTERCARD INC CL A 4,470 22 .49 59,980
IMPERVA INC COM 4,385 1,642 59.82 163,820
CME GROUP INC COM 4,211 -4,517 (51.75) 59,197
SODASTREAM INTERNATIONAL LTD USD SHS 4,003 New 99,000
EBAY INC COM 3,821 351 10.11 68,877
STARBUCKS CORP COM 3,541 -12 (0.33) 49,769
ROBERT HALF INTL INC COM 3,482 New 81,004
YUM BRANDS INC COM 3,439 New 44,385