BAMCO INC /NY/ Information

767 FIFTH AVENUE, NEW YORK, New York, 10153, (212) 583-2000

Report Date: 12/31/2013

Position Statistics

Total Positions 366
New Positions 46
Increased Positions 176
Decreased Positions 136
Positions with Activity 312
Sold Out Positions 18
Total Mkt Value (in $ millions) 23,918

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.83%
Capital Goods 7.07%
Conglomerates 0.67%
Consumer Cyclical 4.51%
Consumer/Non-Cyclical 3.43%
Energy 5.91%
Financial 9.69%
Healthcare 6.88%
Services 32.46%
Technology 17.78%
Transportation 2.91%
Utilities 3.57%

366 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TABLEAU SOFTWARE INC CL A 6,700 New 100,000
EDUCATION RLTY TR INC COM 6,456 1,430 28.46 623,788
QUNAR CAYMAN IS LTD SPNS ADR CL B 6,425 6,425 New 211,147
NETFLIX INC COM 6,339 559 9.68 17,000
PROTO LABS INC COM 6,307 -15,768 (71.43) 100,000
SHUTTERFLY INC COM 6,185 -1,419 (18.66) 146,000
VCA ANTECH INC COM 6,184 New 200,000
APPLE INC COM 6,167 -205 (3.21) 11,598
ENVESTNET INC COM 6,112 6,112 New 167,400
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 6,014 5,403 883.53 167,200
XOOM CORP COM 5,965 1,720 40.51 302,803
VITACOST COM INC COM 5,939 -15,481 (72.27) 831,800
TRI POINTE HOMES INC COM 5,930 -3,243 (35.35) 362,027
FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS 5,889 5,517 1,482.50 63,300
GROUPON INC COM CL A 5,738 2,331 68.42 752,000
O REILLY AUTOMOTIVE INC NEW COM 5,649 -2,226 (28.27) 38,180
MONSANTO CO NEW COM 5,566 652 13.26 49,724
VISA INC COM CL A 5,557 New 26,466
GOLAR LNG PARTNERS LP COM UNIT LPI 5,505 75 1.37 177,292
PANDORA MEDIA INC COM 5,334 New 181,500