BALESTRA CAPITAL LTD. Information

58 WEST 40TH STREET, NEW YORK, New York, 10018, (212) 768-9000

Report Date: 12/31/2014

Position Statistics

Total Positions 23
New Positions 5
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 7
Total Mkt Value (in $ millions) 73

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.68%
Conglomerates
Consumer Cyclical 7.59%
Consumer/Non-Cyclical
Energy 0%
Financial 22.29%
Healthcare
Services 20.45%
Technology 41.03%
Transportation
Utilities

23 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK KELSO CAPITAL CORP COM -2,423 Sold Out 0
CHEVRON CORP NEW COM -179 Sold Out 0
SPDR GOLD TRUST GOLD SHS -288 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -4,670 Sold Out 0
ULTRA PETROLEUM CORP COM -2,596 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -237 Sold Out 0
YAHOO INC COM -3,431 Sold Out 0
APOLLO INVT CORP COM 170 -8,745 (98.1) 21,916
MAVENIR SYS INC COM 742 742 New 42,900
BOEING CO COM 2,703 -2,933 (52.04) 17,509
FIFTH STR SR FLOATNG RATE CORP COM 2,899 -1,272 (30.49) 264,786
AERCAP HOLDINGS NV SHS 3,383 -2,075 (38.02) 75,552
FIFTH STREET FINANCE CORP COM 3,534 -3,210 (47.6) 489,443
SANDISK CORP COM 4,310 New 52,133
GENERAL ELECTRIC CO COM 4,619 -554 (10.71) 180,000
CBS CORP (CLASS B) CL B 4,997 -69 (1.35) 80,000
FIAT CHRYSLER AUTOMOBILES N V SHS 5,581 5,581 New 360,047
CISCO SYS INC COM 5,866 5,866 New 200,000
NXP SEMICONDUCTORS N V COM 5,968 -1,926 (24.4) 60,000
APPLE INC COM 6,427 6,427 New 50,000