BALESTRA CAPITAL LTD. Information

58 WEST 40TH STREET, NEW YORK, New York, 10018, (212) 768-9000

Report Date: 12/31/2014

Position Statistics

Total Positions 23
New Positions 5
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 7
Total Mkt Value (in $ millions) 70

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.55%
Conglomerates
Consumer Cyclical 7.68%
Consumer/Non-Cyclical
Energy 0%
Financial 22.59%
Healthcare
Services 20.65%
Technology 42.08%
Transportation
Utilities

23 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK CAPITAL INVESTMENT C COM -2,410 Sold Out 0
CHEVRON CORP NEW COM -157 Sold Out 0
SPDR GOLD TRUST GOLD SHS -263 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -4,491 Sold Out 0
ULTRA PETROLEUM CORP COM -1,223 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -230 Sold Out 0
YAHOO INC COM -2,942 Sold Out 0
APOLLO INVT CORP COM 146 -7,538 (98.1) 21,916
MITEL NETWORKS CORP COM 707 707 New 78,593
FIFTH STR SR FLOATNG RATE CORP COM 2,417 -1,061 (30.49) 264,786
BOEING CO COM 2,483 -2,694 (52.04) 17,509
FIFTH STREET FINANCE CORP COM 3,049 -2,770 (47.6) 489,443
SANDISK CORP COM 3,184 New 52,133
AERCAP HOLDINGS NV SHS 3,375 -2,070 (38.02) 75,552
CBS CORP (CLASS B) CL B 4,220 -58 (1.35) 80,000
GENERAL ELECTRIC CO COM 4,698 -563 (10.71) 180,000
FIAT CHRYSLER AUTOMOBILES N V SHS 5,376 5,376 New 360,047
NXP SEMICONDUCTORS N V COM 5,462 -1,763 (24.4) 60,000
CISCO SYS INC COM 5,642 5,642 New 200,000
APPLE INC COM 6,169 6,169 New 50,000