BALESTRA CAPITAL LTD. Information

58 WEST 40TH STREET, NEW YORK, New York, 10018, (212) 768-9000

Report Date: 12/31/2014

Position Statistics

Total Positions 23
New Positions 5
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 7
Total Mkt Value (in $ millions) 69

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.55%
Conglomerates
Consumer Cyclical 7.43%
Consumer/Non-Cyclical
Energy 0%
Financial 23.47%
Healthcare
Services 21.3%
Technology 40.77%
Transportation
Utilities

23 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK CAPITAL INVESTMENT C COM -2,538 Sold Out 0
CHEVRON CORP NEW COM -163 Sold Out 0
SPDR GOLD TRUST GOLD SHS -279 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -4,322 Sold Out 0
ULTRA PETROLEUM CORP COM -1,779 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -230 Sold Out 0
YAHOO INC COM -3,072 Sold Out 0
APOLLO INVT CORP COM 157 -8,091 (98.1) 21,916
MITEL NETWORKS CORP COM 696 696 New 78,593
FIFTH STR SR FLOATNG RATE CORP COM 2,417 -1,061 (30.49) 264,786
BOEING CO COM 2,455 -2,664 (52.04) 17,509
SANDISK CORP COM 2,938 New 52,133
FIFTH STREET FINANCE CORP COM 3,172 -2,881 (47.6) 489,443
AERCAP HOLDINGS NV SHS 3,448 -2,115 (38.02) 75,552
CBS CORP (CLASS B) CL B 4,442 -61 (1.35) 80,000
GENERAL ELECTRIC CO COM 4,820 -578 (10.71) 180,000
FIAT CHRYSLER AUTOMOBILES N V SHS 5,145 5,145 New 360,047
CISCO SYS INC COM 5,466 5,466 New 200,000
NXP SEMICONDUCTORS N V COM 5,887 -1,900 (24.4) 60,000
APPLE INC COM 6,322 6,322 New 50,000