BALESTRA CAPITAL LTD. Information

58 WEST 40TH STREET, NEW YORK, New York, 10018, (212) 768-9000

Report Date: 12/31/2014

Position Statistics

Total Positions 23
New Positions 5
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 7
Total Mkt Value (in $ millions) 72

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.65%
Conglomerates
Consumer Cyclical 8.14%
Consumer/Non-Cyclical
Energy 0%
Financial 23.22%
Healthcare
Services 20.58%
Technology 39.38%
Transportation
Utilities

23 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AERCAP HOLDINGS NV SHS 3,472 -2,130 (38.02) 75,552
APOLLO INVT CORP COM 171 -8,790 (98.1) 21,916
APPLE INC COM 6,238 6,238 New 50,000
BLACKROCK CAPITAL INVESTMENT C COM -2,522 Sold Out 0
BOEING CO COM 2,619 -2,842 (52.04) 17,509
CBS CORP (CLASS B) CL B 4,854 -67 (1.35) 80,000
CHEVRON CORP NEW COM -185 Sold Out 0
CISCO SYS INC COM 5,583 5,583 New 200,000
COMCAST CORP NEW CL A 6,426 1,461 29.41 110,000
FIAT CHRYSLER AUTOMOBILES N V SHS 5,833 5,833 New 360,047
FIFTH STR SR FLOATNG RATE CORP COM 2,868 -1,258 (30.49) 264,786
FIFTH STREET FINANCE CORP COM 3,470 -3,152 (47.6) 489,443
GENERAL ELECTRIC CO COM 4,905 -588 (10.71) 180,000
GOOGLE INC CL C 6,931 2,935 73.44 13,225
MAVENIR SYS INC COM 740 740 New 42,900
NXP SEMICONDUCTORS N V COM 5,984 -1,931 (24.4) 60,000
SANDISK CORP COM 3,493 New 52,133
SPDR GOLD TRUST GOLD SHS -289 Sold Out 0
SPDR SERIES TRUST S&P RETAIL ETF 8,100 8,100 New 82,000
TWENTY FIRST CENTY FOX INC CL A -4,465 Sold Out 0