BALESTRA CAPITAL LTD. Information

58 WEST 40TH STREET, NEW YORK, New York, 10018, (212) 768-9000

Report Date: 12/31/2014

Position Statistics

Total Positions 23
New Positions 5
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 7
Total Mkt Value (in $ millions) 71

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.66%
Conglomerates
Consumer Cyclical 8.31%
Consumer/Non-Cyclical
Energy 0%
Financial 23.04%
Healthcare
Services 20.2%
Technology 39.64%
Transportation
Utilities

23 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
COMCAST CORP NEW CL A 6,153 1,399 29.41 110,000
TWENTY FIRST CENTY FOX INC CL A -4,501 Sold Out 0
CBS CORP (CLASS B) CL B 4,897 -67 (1.35) 80,000
GOOGLE INC CL C 7,252 3,071 73.44 13,225
APOLLO INVT CORP COM 167 -8,576 (98.1) 21,916
APPLE INC COM 6,163 6,163 New 50,000
BLACKROCK CAPITAL INVESTMENT C COM -2,489 Sold Out 0
BOEING CO COM 2,606 -2,828 (52.04) 17,509
CHEVRON CORP NEW COM -177 Sold Out 0
CISCO SYS INC COM 5,426 5,426 New 200,000
FIFTH STR SR FLOATNG RATE CORP COM 2,894 -1,270 (30.49) 264,786
FIFTH STREET FINANCE CORP COM 3,534 -3,210 (47.6) 489,443
GENERAL ELECTRIC CO COM 4,475 -536 (10.71) 180,000
MAVENIR SYS INC COM 764 764 New 42,900
NXP SEMICONDUCTORS N V COM 5,995 -1,935 (24.4) 60,000
SANDISK CORP COM 3,367 New 52,133
ULTRA PETROLEUM CORP COM -2,282 Sold Out 0
YAHOO INC COM -3,518 Sold Out 0
SPDR GOLD TRUST GOLD SHS -288 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -230 Sold Out 0