BALESTRA CAPITAL LTD. Information

58 WEST 40TH STREET, NEW YORK, New York, 10018, (212) 768-9000

Report Date: 12/31/2014

Position Statistics

Total Positions 23
New Positions 5
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 7
Total Mkt Value (in $ millions) 69

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.51%
Conglomerates
Consumer Cyclical 7.56%
Consumer/Non-Cyclical
Energy 0%
Financial 23.51%
Healthcare
Services 20.94%
Technology 40.9%
Transportation
Utilities

15 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NXP SEMICONDUCTORS N V COM 5,850 -1,888 (24.4) 60,000
GENERAL ELECTRIC CO COM 4,795 -575 (10.71) 180,000
CBS CORP (CLASS B) CL B 4,426 -61 (1.35) 80,000
AERCAP HOLDINGS NV SHS 3,475 -2,132 (38.02) 75,552
FIFTH STREET FINANCE CORP COM 3,250 -2,952 (47.6) 489,443
FIFTH STR SR FLOATNG RATE CORP COM 2,484 -1,090 (30.49) 264,786
BOEING CO COM 2,429 -2,636 (52.04) 17,509
APOLLO INVT CORP COM 155 -7,978 (98.1) 21,916
BLACKROCK CAPITAL INVESTMENT C COM -2,497 Sold Out 0
CHEVRON CORP NEW COM -164 Sold Out 0
SPDR GOLD TRUST GOLD SHS -283 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -4,313 Sold Out 0
ULTRA PETROLEUM CORP COM -1,942 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -229 Sold Out 0
YAHOO INC COM -3,035 Sold Out 0