BALESTRA CAPITAL LTD. Information

58 WEST 40TH STREET, NEW YORK, New York, 10018, (212) 768-9000

Report Date: 12/31/2014

Position Statistics

Total Positions 23
New Positions 5
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 7
Total Mkt Value (in $ millions) 73

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.41%
Conglomerates
Consumer Cyclical 7.88%
Consumer/Non-Cyclical
Energy 0%
Financial 22.63%
Healthcare
Services 20.74%
Technology 41.68%
Transportation
Utilities

15 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NXP SEMICONDUCTORS N V COM 6,643 -2,144 (24.4) 60,000
CBS CORP (CLASS B) CL B 5,012 -69 (1.35) 80,000
GENERAL ELECTRIC CO COM 4,954 -594 (10.71) 180,000
AERCAP HOLDINGS NV SHS 3,673 -2,253 (38.02) 75,552
FIFTH STREET FINANCE CORP COM 3,382 -3,072 (47.6) 489,443
FIFTH STR SR FLOATNG RATE CORP COM 2,685 -1,178 (30.49) 264,786
BOEING CO COM 2,504 -2,717 (52.04) 17,509
APOLLO INVT CORP COM 172 -8,847 (98.1) 21,916
BLACKROCK CAPITAL INVESTMENT C COM -2,584 Sold Out 0
CHEVRON CORP NEW COM -175 Sold Out 0
SPDR GOLD TRUST GOLD SHS -285 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -4,561 Sold Out 0
ULTRA PETROLEUM CORP COM -2,218 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -238 Sold Out 0
YAHOO INC COM -3,384 Sold Out 0