BALESTRA CAPITAL LTD. Information

58 WEST 40TH STREET, NEW YORK, New York, 10018, (212) 768-9000

Report Date: 12/31/2014

Position Statistics

Total Positions 23
New Positions 5
Increased Positions 7
Decreased Positions 15
Positions with Activity 22
Sold Out Positions 7
Total Mkt Value (in $ millions) 69

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.55%
Conglomerates
Consumer Cyclical 7.59%
Consumer/Non-Cyclical
Energy 0%
Financial 23.47%
Healthcare
Services 21.29%
Technology 40.61%
Transportation
Utilities

23 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST S&P RETAIL ETF 8,141 8,141 New 82,000
GOOGLE INC CL C 6,901 2,922 73.44 13,225
COMCAST CORP NEW CL A 6,848 1,556 29.41 110,000
APPLE INC COM 6,330 6,330 New 50,000
NXP SEMICONDUCTORS N V COM 5,858 -1,891 (24.4) 60,000
CISCO SYS INC COM 5,470 5,470 New 200,000
FIAT CHRYSLER AUTOMOBILES N V SHS 5,267 5,267 New 360,047
GENERAL ELECTRIC CO COM 4,799 -575 (10.71) 180,000
CBS CORP (CLASS B) CL B 4,474 -61 (1.35) 80,000
AERCAP HOLDINGS NV SHS 3,460 -2,122 (38.02) 75,552
FIFTH STREET FINANCE CORP COM 3,196 -2,903 (47.6) 489,443
SANDISK CORP COM 2,941 New 52,133
BOEING CO COM 2,464 -2,674 (52.04) 17,509
FIFTH STR SR FLOATNG RATE CORP COM 2,420 -1,062 (30.49) 264,786
MITEL NETWORKS CORP COM 691 691 New 78,593
APOLLO INVT CORP COM 156 -8,057 (98.1) 21,916
BLACKROCK CAPITAL INVESTMENT C COM -2,492 Sold Out 0
CHEVRON CORP NEW COM -163 Sold Out 0
SPDR GOLD TRUST GOLD SHS -280 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -4,354 Sold Out 0