BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 12/31/2013

Position Statistics

Total Positions 296
New Positions 69
Increased Positions 161
Decreased Positions 114
Positions with Activity 275
Sold Out Positions 42
Total Mkt Value (in $ millions) 528

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.01%
Capital Goods 4.14%
Conglomerates 0.04%
Consumer Cyclical 0.6%
Consumer/Non-Cyclical 0.11%
Energy 3.15%
Financial 68.4%
Healthcare 3.51%
Services 2.66%
Technology 11.2%
Transportation 0.4%
Utilities 0.36%

296 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADTRAN INC COM -2,328 Sold Out 0
AGILENT TECHNOLOGIES INC COM -354 Sold Out 0
ALBEMARLE CORP COM -279 Sold Out 0
ALLSCRIPTS HEALTHCARE SOLUTNS COM -272 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -142 Sold Out 0
AMAZON COM INC COM -3,085 Sold Out 0
AMBEV SA SPONSORED ADR -3,326 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -1,186 Sold Out 0
ANADARKO PETE CORP COM -1,488 Sold Out 0
CANADIAN PAC RY LTD COM -3,051 Sold Out 0
CHECK POINT SOFTWARE TECH LTD ORD -400 Sold Out 0
CHEVRON CORP NEW COM -1,235 Sold Out 0
CITRIX SYS INC COM -3,041 Sold Out 0
CUMMINS INC COM -2,747 Sold Out 0
DREYFUS MUN INCOME INC COM -111 Sold Out 0
DST SYS INC DEL COM -607 Sold Out 0
GRAINGER W W INC COM -2,723 Sold Out 0
HARVEST NATURAL RESOURCES INC COM -46 Sold Out 0
ISHARES 20+ YR TR BD ETF -1,379 Sold Out 0
ISHARES COHEN&STEER REIT -1,049 Sold Out 0