BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 03/31/2014

Position Statistics

Total Positions 307
New Positions 52
Increased Positions 151
Decreased Positions 153
Positions with Activity 304
Sold Out Positions 115
Total Mkt Value (in $ millions) 613

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.68%
Capital Goods 3.57%
Conglomerates 0%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 0.28%
Energy 3.69%
Financial 66.11%
Healthcare 3.97%
Services 4.47%
Technology 10.37%
Transportation 1.22%
Utilities 0.4%

307 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 4,497 247 5.82 42,443
ISHARES 1-3 YR CR BD ETF 9,973 -1,071 (9.69) 94,542
ACACIA RESH CORP ACACIA TCH COM 562 264 88.69 37,550
BANCO SANTANDER SA ADR 676 269 66.35 67,553
ERICSSON ADR B SEK 10 4,273 -553 (11.45) 338,050
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 5,524 -799 (12.63) 104,999
SPDR SERIES TRUST BRC CNV SECS ETF 9,275 446 5.05 184,170
SPDR SERIES TRUST BRCLY EM LOCL 1,841 -134 (6.77) 58,321
CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS -209 Sold Out 0
ISHARES CHINA LG-CAP ETF 1,174 303 34.82 29,660
BROADCOM CORP CL A 758 410 117.98 19,880
COGNIZANT TECHNOLOGY SOLUTIONS CL A -271 Sold Out 0
SINCLAIR BROADCAST GROUP INC CL A -255 Sold Out 0
SKECHERS U S A INC CL A -484 Sold Out 0
TABLEAU SOFTWARE INC CL A -453 Sold Out 0
TOWERS WATSON & CO CL A 3,220 3,220 New 30,355
PARAGON SHIPPING INC CL A NEW 513 513 New 100,000
BLACKHAWK NETWORK HLDGS INC CL B -197 Sold Out 0
FREEPORT-MCMORAN INC CL B 3,255 760 30.47 84,442
BERKSHIRE HATHAWAY INC DEL CL B NEW -331 Sold Out 0