BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 12/31/2013

Position Statistics

Total Positions 296
New Positions 69
Increased Positions 161
Decreased Positions 114
Positions with Activity 275
Sold Out Positions 42
Total Mkt Value (in $ millions) 521

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.03%
Capital Goods 4.17%
Conglomerates 0.04%
Consumer Cyclical 0.59%
Consumer/Non-Cyclical 0.11%
Energy 3.11%
Financial 68.59%
Healthcare 3.44%
Services 2.62%
Technology 11.08%
Transportation 0.4%
Utilities 0.37%

296 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADTRAN INC COM -2,274 Sold Out 0
AGILENT TECHNOLOGIES INC COM -345 Sold Out 0
ALBEMARLE CORP COM -273 Sold Out 0
ALLSCRIPTS HEALTHCARE SOLUTNS COM -288 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -140 Sold Out 0
AMAZON COM INC COM -3,032 Sold Out 0
AMBEV SA SPONSORED ADR -3,254 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -1,172 Sold Out 0
ANADARKO PETE CORP COM -1,478 Sold Out 0
CANADIAN PAC RY LTD COM -2,867 Sold Out 0
CHECK POINT SOFTWARE TECH LTD ORD -389 Sold Out 0
CHEVRON CORP NEW COM -1,213 Sold Out 0
CITRIX SYS INC COM -2,953 Sold Out 0
CUMMINS INC COM -2,719 Sold Out 0
DREYFUS MUN INCOME INC COM -110 Sold Out 0
DST SYS INC DEL COM -609 Sold Out 0
GRAINGER W W INC COM -2,671 Sold Out 0
HARVEST NATURAL RESOURCES INC COM -45 Sold Out 0
ISHARES 20+ YR TR BD ETF -1,391 Sold Out 0
ISHARES COHEN&STEER REIT -1,051 Sold Out 0