BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 12/31/2013

Position Statistics

Total Positions 296
New Positions 69
Increased Positions 161
Decreased Positions 114
Positions with Activity 275
Sold Out Positions 42
Total Mkt Value (in $ millions) 523

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.03%
Capital Goods 4.17%
Conglomerates 0.04%
Consumer Cyclical 0.59%
Consumer/Non-Cyclical 0.11%
Energy 3.14%
Financial 68.56%
Healthcare 3.43%
Services 2.65%
Technology 11.08%
Transportation 0.4%
Utilities 0.36%

296 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 6,094 -117 (1.88) 120,182
FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV 5,837 839 16.80 232,546
SPDR SERIES TRUST S&P DIVID ETF 5,607 -1,513 (21.25) 75,664
ISHARES MSCI EURO FL ETF 5,305 276 5.49 208,126
ERICSSON ADR B SEK 10 4,929 1,246 33.85 381,779
APPLIED MATLS INC COM 4,590 2,905 172.38 241,731
ACTAVIS PLC SHS 4,477 91 2.07 22,680
EAGLE MATERIALS INC COM 4,385 117 2.75 50,542
UNITED TECHNOLOGIES CORP COM 4,294 242 5.98 36,216
PIMCO ETF TR 0-5 HIGH YIELD 4,284 390 10.01 40,109
FIRST SOLAR INC COM 4,232 4,232 New 62,867
POWERSHARES ETF TRUST DWA MOMENTUM PTF 4,141 -1,192 (22.36) 112,939
F5 NETWORKS INC COM 4,115 4,115 New 37,960
NATIONAL OILWELL VARCO INC COM 4,088 -676 (14.19) 49,628
ALCOA INC COM 3,910 3,910 New 288,320
ISHARES TR FLTG RATE BD ETF 3,696 196 5.61 72,893
ISHARES IBOXX HI YD ETF 3,674 527 16.75 39,034
NOVARTIS A G SPONSORED ADR 3,596 77 2.18 42,470
ISHARES U.S. BAS MTL ETF 3,559 447 14.36 42,546
GOLDMAN SACHS GROUP INC COM 3,553 98 2.84 22,569