BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 12/31/2013

Position Statistics

Total Positions 296
New Positions 69
Increased Positions 161
Decreased Positions 114
Positions with Activity 275
Sold Out Positions 42
Total Mkt Value (in $ millions) 523

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.03%
Capital Goods 4.17%
Conglomerates 0.04%
Consumer Cyclical 0.59%
Consumer/Non-Cyclical 0.11%
Energy 3.14%
Financial 68.56%
Healthcare 3.43%
Services 2.65%
Technology 11.08%
Transportation 0.4%
Utilities 0.36%

296 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CROCS INC COM 234 -20 (7.94) 16,110
COMMERCE BANCSHARES INC COM 232 New 5,250
CALIX INC COM 232 -31 (11.69) 28,400
ISHARES TIPS BD ETF 232 232 New 2,050
JAZZ PHARMACEUTICALS PLC SHS USD 231 -218 (48.49) 1,700
XEROX CORP COM 229 -2,436 (91.42) 20,000
RIVERBED TECHNOLOGY INC COM 228 228 New 12,100
FRANKS INTL N V COM 227 227 New 8,750
KATE SPADE & CO COM 226 226 New 6,800
HERTZ GLOBAL HOLDINGS INC COM 225 225 New 8,000
DEERE & CO COM 224 224 New 2,400
UNITED CMNTY BKS BLAIRSVLE GA COM 223 -27 (10.75) 12,120
CENTENE CORP DEL COM 223 New 4,000
ISHARES GLOB TELECOM ETF 222 222 New 3,300
NEUROCRINE BIOSCIENCES INC COM 222 47 26.92 16,500
LEUCADIA NATL CORP COM 220 -16 (6.92) 8,453
BANNER CORP COM NEW 216 -25 (10.38) 5,440
RUCKUS WIRELESS INC COM 216 98 82.46 20,800
ANNALY CAP MGMT INC COM 215 102 91 19,100
SALESFORCE COM INC COM 211 211 New 3,766