BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 03/31/2014

Position Statistics

Total Positions 307
New Positions 52
Increased Positions 151
Decreased Positions 153
Positions with Activity 304
Sold Out Positions 115
Total Mkt Value (in $ millions) 613

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.67%
Capital Goods 3.55%
Conglomerates 0%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 0.28%
Energy 3.66%
Financial 66.03%
Healthcare 3.96%
Services 4.47%
Technology 10.53%
Transportation 1.23%
Utilities 0.4%

115 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLEGION PUB LTD CO ORD SHS -803 Sold Out 0
AMERICAN EXPRESS CO COM -263 Sold Out 0
ANNALY CAP MGMT INC COM -216 Sold Out 0
APPLE INC COM -8,912 Sold Out 0
ARM HLDGS PLC SPONSORED ADR -482 Sold Out 0
ARRIS GROUP INC NEW COM -847 Sold Out 0
AVAGO TECHNOLOGIES LTD SHS -302 Sold Out 0
BANK NEW YORK MELLON CORP COM -1,591 Sold Out 0
BANNER CORP COM NEW -206 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -332 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -197 Sold Out 0
BLOUNT INTL INC NEW COM -237 Sold Out 0
CALIX INC COM -239 Sold Out 0
CAMERON INTERNATIONAL CORP COM -499 Sold Out 0
CATAMARAN CORP COM -228 Sold Out 0
CELGENE CORP COM -3,041 Sold Out 0
CENTENE CORP DEL COM -320 Sold Out 0
CHESAPEAKE ENERGY CORP COM -346 Sold Out 0
CIT GROUP INC COM NEW -253 Sold Out 0
CME GROUP INC COM -2,395 Sold Out 0