BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 12/31/2014

Position Statistics

Total Positions 321
New Positions 59
Increased Positions 146
Decreased Positions 148
Positions with Activity 294
Sold Out Positions 72
Total Mkt Value (in $ millions) 743

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.65%
Capital Goods 0.65%
Conglomerates
Consumer Cyclical 1.68%
Consumer/Non-Cyclical 0.48%
Energy 3.7%
Financial 63.7%
Healthcare 4.99%
Services 5.69%
Technology 11.21%
Transportation 0.97%
Utilities

59 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR S&P 100 ETF 22,211 22,211 New 243,808
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 16,401 16,401 New 302,834
ISHARES TR USA MIN VOL ETF 11,272 11,272 New 274,200
PROSHARES TR PSHS LC COR PLUS 9,877 9,877 New 98,008
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 9,867 9,867 New 184,330
ISHARES TR U.S. TECH ETF 9,400 9,400 New 89,640
ISHARES MSCI EURO FL ETF 5,746 5,746 New 248,307
SPDR SERIES TRUST S&P RETAIL ETF 5,330 5,330 New 53,962
POWERSHARES ETF TRUST FINL PFD PTFL 4,912 4,912 New 265,062
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF 4,855 4,855 New 201,383
VISA INC COM CL A 4,065 4,065 New 63,000
HESS CORP COM 3,876 3,876 New 50,037
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 3,735 3,735 New 110,200
BARCLAYS BK PLC DJUBS CMDT ETN36 3,642 3,642 New 125,730
ISHARES TR U.S. INDS ETF 3,596 3,596 New 33,323
AMAZON COM INC COM 3,338 3,338 New 8,889
WAL-MART STORES INC COM 3,019 3,019 New 38,770
MARKET VECTORS ETF TR GOLD MINER ETF 2,915 2,915 New 147,825
GLOBAL X FDS GLOBX SUPDV US 1,785 1,785 New 62,203
SPDR S&P 500 ETF TR TR UNIT 975 975 New 4,691