BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 12/31/2014

Position Statistics

Total Positions 323
New Positions 59
Increased Positions 147
Decreased Positions 149
Positions with Activity 296
Sold Out Positions 72
Total Mkt Value (in $ millions) 745

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.64%
Capital Goods 0.67%
Conglomerates
Consumer Cyclical 1.57%
Consumer/Non-Cyclical 0.45%
Energy 3.55%
Financial 63.33%
Healthcare 4.91%
Services 5.76%
Technology 11.89%
Transportation 1.01%
Utilities

147 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC TOTAL BND MRKT 49,966 1,618 3.35 605,283
ISHARES TR S&P 100 ETF 22,640 22,640 New 243,808
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 16,229 16,229 New 302,834
ISHARES TR USA MIN VOL ETF 11,390 11,390 New 274,200
PIMCO ETF TR TTL RTN ACTV ETF 10,629 411 4.03 97,357
ISHARES TR RUSSELL 2000 ETF 10,279 9,731 1,775.97 84,006
PROSHARES TR PSHS LC COR PLUS 10,025 10,025 New 98,008
ISHARES TR IBOXX INV CP ETF 9,942 4,619 86.79 82,664
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 9,790 9,790 New 184,330
ISHARES TR U.S. TECH ETF 9,725 9,725 New 89,640
AMGEN INC COM 9,053 4,391 94.18 56,868
SELECT SECTOR SPDR TR SBI INT-FINL 8,737 5,719 189.49 359,390
DOW CHEM CO COM 7,009 4,296 158.32 141,395
GOOGLE INC CL C 6,520 3,614 124.37 11,371
SONUS NETWORKS INC COM NEW 6,487 5,141 381.87 398,610
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 5,709 329 6.12 91,800
ISHARES MSCI EURO FL ETF 5,660 5,660 New 248,307
SPDR SERIES TRUST S&P REGL BKG 5,631 232 4.30 140,535
SPDR SERIES TRUST S&P RETAIL ETF 5,302 5,302 New 53,962
ISHARES U.S. MED DVC ETF 5,270 277 5.55 44,357