BAKER AVENUE ASSET MANAGEMENT, LP Information

301 BATTERY STREET, SAN FRANCISCO, California, 94111, (415) 986-1110

Report Date: 09/30/2014

Position Statistics

Total Positions 329
New Positions 36
Increased Positions 167
Decreased Positions 139
Positions with Activity 306
Sold Out Positions 64
Total Mkt Value (in $ millions) 738

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.07%
Capital Goods 1.23%
Conglomerates
Consumer Cyclical 1.82%
Consumer/Non-Cyclical 0.42%
Energy 2.93%
Financial 64.53%
Healthcare 5.12%
Services 5.43%
Technology 12.17%
Transportation 1.7%
Utilities

306 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 77,283 19,242 33.15 724,033
ISHARES TR MSCI EAFE ETF 60,778 4,052 7.14 945,814
VANGUARD BD INDEX FD INC TOTAL BND MRKT 48,383 22,157 84.49 585,681
ISHARES TR S&P 500 GRWT ETF 24,741 1,088 4.60 219,180
SPDR SERIES TRUST DJ REIT ETF 12,060 12,060 New 135,386
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 11,415 11,415 New 268,588
ISHARES EAFE VALUE ETF 10,619 566 5.63 195,735
SPDR SERIES TRUST BRC CNV SECS ETF 10,609 923 9.53 211,201
ISHARES INTL SEL DIV ETF 10,539 485 4.82 291,052
PIMCO ETF TR TTL RTN ACTV ETF 10,277 836 8.85 93,589
SONY CORP ADR NEW 9,767 4,713 93.24 445,380
MORGAN STANLEY COM NEW 8,728 901 11.51 247,241
POWERSHARES ETF TRUST DWA MOMENTUM PTF 8,642 -31 (0.36) 207,732
POWERSHARES QQQ TRUST UNIT SER 1 8,520 -709 (7.68) 81,268
GOLDMAN SACHS GROUP INC COM 7,848 1,606 25.73 41,557
CITIGROUP INC COM NEW 7,306 1,115 18.02 134,479
ISHARES GOLD TRUST ISHARES 7,167 352 5.16 616,784
FIRST TR LRGE CP CORE ALPHA FD COM SHS 7,041 -248 (3.41) 153,979
APPLE INC COM 6,865 91 1.34 58,372
SELECT SECTOR SPDR TR SBI CONS STPLS 6,518 -334 (4.88) 134,502