BAILARD, INC. Information

950 TOWER LANE, FOSTER CITY, California, 94404, (650) 571-5800

Report Date: 12/31/2013

Position Statistics

Total Positions 266
New Positions 50
Increased Positions 101
Decreased Positions 133
Positions with Activity 234
Sold Out Positions 42
Total Mkt Value (in $ millions) 634

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.69%
Capital Goods 1.86%
Conglomerates 0.34%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 1.34%
Energy 1.97%
Financial 75.34%
Healthcare 4.2%
Services 4.35%
Technology 6.16%
Transportation 1.6%
Utilities 0.23%

234 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 77,414 59,989 344.27 415,333
POWERSHARES QQQ TRUST UNIT SER 1 67,036 451 .68 777,678
ISHARES MSCI EAFE ETF 61,652 57,130 1,263.30 912,963
ISHARES RUS 2000 VAL ETF 57,272 -4,453 (7.22) 578,035
VANGUARD INDEX FDS TOTAL STK MKT 44,469 1,576 3.67 459,723
SPDR SERIES TRUST NUVN BR SHT MUNI 31,503 16,041 103.74 1,296,427
ISHARES CORE TOTUSBD ETF 27,170 -5,160 (15.96) 251,129
VANGUARD WORLD FDS INF TECH ETF 10,213 660 6.90 113,655
SELECT SECTOR SPDR TR SBI INT-FINL 7,550 84 1.12 345,402
ISHARES SP SMCP600VL ETF 7,414 1,585 27.20 66,529
SPDR SERIES TRUST NUVN BRCLY MUNI 6,616 6,616 New 282,233
VANGUARD WORLD FDS CONSUM STP ETF 5,758 73 1.28 51,320
ISHARES 1-3 YR CR BD ETF 5,463 4,200 332.47 51,831
VANGUARD WORLD FDS CONSUM DIS ETF 5,422 481 9.73 52,275
VANGUARD WORLD FDS HEALTH CAR ETF 5,394 631 13.24 52,220
APPLE INC COM 4,972 -26 (0.52) 9,471
INTERNATIONAL BUSINESS MACHS COM 4,840 -573 (10.58) 25,473
MICROSOFT CORP COM 4,702 -440 (8.56) 117,515
EXXON MOBIL CORP COM 4,694 -419 (8.19) 46,746
ISHARES CALI AMT-FRE ETF 4,539 1,441 46.50 39,812