AXIAL CAPITAL MANAGEMENT, LLC Information

101 PARK AVENUE, NEW YORK, New York, 10178, (212) 984-2100

Report Date: 12/31/2013

Position Statistics

Total Positions 14
New Positions 0
Increased Positions 0
Decreased Positions 13
Positions with Activity 13
Sold Out Positions 13
Total Mkt Value (in $ millions) 52

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0%
Energy
Financial 0%
Healthcare 100%
Services 0%
Technology 0%
Transportation
Utilities 0%

14 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
MONDELEZ INTL INC CL A -17,310 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -4,830 Sold Out 0
ZOETIS INC CL A -7,134 Sold Out 0
AUTODESK INC COM -8,360 Sold Out 0
COVANTA HLDG CORP COM -17,405 Sold Out 0
QLT INC COM 52,481 New 8,865,036
RYMAN HOSPITALITY PPTYS INC COM -5,063 Sold Out 0
SEALED AIR CORP NEW COM -16,840 Sold Out 0
U S SILICA HLDGS INC COM -22,155 Sold Out 0
WRIGHT MED GROUP INC COM -15,886 Sold Out 0
3-D SYS CORP DEL COM NEW -3,827 Sold Out 0
ISHARES RUSSELL 2000 ETF -119,868 Sold Out 0
MALLINCKRODT PUB LTD CO SHS -8,468 Sold Out 0
SPDR S&P 500 ETF TR TR UNIT -119,460 Sold Out 0