AVIANCE CAPITAL PARTNERS, LLC Information

2180 IMMOKALEE ROAD, #301, NAPLES, Florida, 34110, (239) 598-4747

Report Date: 12/31/2013

Position Statistics

Total Positions 234
New Positions 25
Increased Positions 106
Decreased Positions 100
Positions with Activity 206
Sold Out Positions 22
Total Mkt Value (in $ millions) 243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.33%
Capital Goods 4.32%
Conglomerates
Consumer Cyclical 1.87%
Consumer/Non-Cyclical 6.58%
Energy 9.19%
Financial 28.66%
Healthcare 23.31%
Services 7.99%
Technology 11.29%
Transportation 0.52%
Utilities 2.48%

234 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMCAST CORP NEW CL A 1,421 86 6.43 29,363
LOCKHEED MARTIN CORP COM 1,380 585 73.67 8,767
NUVEEN EQUITY PREM & GROWTH FD COM 1,338 395 41.89 94,500
PIMCO DYNAMIC CR INCOME FD COM SHS 1,284 -96 (6.98) 56,000
TESORO CORP COM 1,281 -13 (0.99) 25,000
ING INFRASTRUCTURE INDLS & MAT COM 1,240 249 25.11 72,750
AMERICAN EXPRESS CO COM 1,231 New 14,310
SPDR S&P 500 ETF TR TR UNIT 1,213 65 5.65 6,586
TATA MTRS LTD SPONSORED ADR 1,199 1,199 New 32,750
HALLIBURTON CO COM 1,187 -261 (18.01) 19,800
SEADRILL LIMITED SHS 1,182 11 .93 34,923
DOW 30SM ENHANCED PREM & INC COM 1,172 313 36.50 89,475
VALEANT PHARMACEUTICALS INTL I COM 1,162 1,162 New 9,675
ARCHER DANIELS MIDLAND CO COM 1,147 590 106.11 25,898
GENERAL ELECTRIC CO COM 1,141 35 3.17 44,206
VALERO ENERGY CORP NEW COM 1,140 466 69.10 21,276
AMERICAN CAP LTD COM 1,117 125 12.58 77,546
MERCK & CO INC NEW COM 1,111 -498 (30.95) 19,822
UBS AG LONDON BRH 2X LEV LNG LKD 1,097 608 124.41 42,750
POWERSHARES ETF TRUST FINL PFD PTFL 1,044 55 5.53 58,571