AVIANCE CAPITAL MANAGEMENT, LLC Information

2080 RINGLING BOULEVARD, SARASOTA, Florida, 34237, (941) 441-1912

Report Date: 12/31/2013

Position Statistics

Total Positions 524
New Positions 33
Increased Positions 172
Decreased Positions 277
Positions with Activity 449
Sold Out Positions 66
Total Mkt Value (in $ millions) 186

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.58%
Capital Goods 3.88%
Conglomerates 0.01%
Consumer Cyclical 0.65%
Consumer/Non-Cyclical 5.89%
Energy 8.2%
Financial 40.71%
Healthcare 4.97%
Services 16.33%
Technology 5.88%
Transportation 1.01%
Utilities 8.62%

524 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPS ETF TR ALERIAN MLP 7,220 327 4.74 402,651
ADVISORSHARES TR NEWFLT MULSINC 6,803 -154 (2.21) 136,053
ISHARES IBOXX HI YD ETF 6,180 860 16.16 65,900
SPDR SERIES TRUST BRC HGH YLD BD 5,582 -231 (3.97) 135,970
ALLIANCEBERNSTEIN GBL HGH INCM COM 5,245 -134 (2.49) 359,259
VERIZON COMMUNICATIONS INC COM 4,992 -272 (5.16) 106,048
AT&T INC COM 4,870 -226 (4.44) 138,340
POWERSHARES ETF TRUST II SENIOR LN PORT 4,670 959 25.84 188,687
NATIONAL GRID PLC SPON ADR NEW 3,989 -97 (2.38) 58,795
ROYAL DUTCH SHELL PLC SPONS ADR A 3,983 -273 (6.42) 54,318
SELECT SECTOR SPDR TR SBI INT-INDS 3,901 -204 (4.97) 76,634
PROSHARES TR PSHS ULTSH 20YRS 3,305 3,287 18,392.34 50,669
CONOCOPHILLIPS COM 3,175 1,146 56.48 44,797
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 3,161 -109 (3.32) 57,477
BCE INC COM NEW 2,838 1,260 79.81 64,702
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 2,749 -422 (13.32) 101,951
VANGUARD INDEX FDS VALUE ETF 2,721 -91 (3.25) 35,766
ISHARES CHINA LG-CAP ETF 2,660 1,058 66.05 73,615
INTEL CORP COM 2,607 -46 (1.72) 99,582
CHINA MOBILE LIMITED SPONSORED ADR 2,602 1,181 83.10 54,480