AUREUS ASSET MANAGEMENT, LLC Information

ONE WINTHROP SQUARE, BOSTON, Massachusetts, 02110, (617) 728-8900

Report Date: 09/30/2014

Position Statistics

Total Positions 147
New Positions 11
Increased Positions 55
Decreased Positions 60
Positions with Activity 115
Sold Out Positions 17
Total Mkt Value (in $ millions) 404

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.51%
Capital Goods 5.3%
Conglomerates 1.24%
Consumer Cyclical 0%
Consumer/Non-Cyclical 2.16%
Energy 6.7%
Financial 13.97%
Healthcare 10.79%
Services 26.38%
Technology 16.79%
Transportation 2.35%
Utilities 4.66%

17 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AFFILIATED MANAGERS GROUP COM -206 Sold Out 0
AMERICAN EXPRESS CO COM -300 Sold Out 0
BP PLC SPONSORED ADR -6,308 Sold Out 0
ENANTA PHARMACEUTICALS INC COM -2,417 Sold Out 0
FIFTH THIRD BANCORP COM -222 Sold Out 0
FIRST TR VALUE LINE DIVID INDX SHS -259 Sold Out 0
MASTERCARD INC CL A -242 Sold Out 0
NEOGEN CORP COM -246 Sold Out 0
NEWMONT MINING CORP COM -531 Sold Out 0
PACCAR INC COM -222 Sold Out 0
PENTAIR PLC SHS -7,129 Sold Out 0
PRAXAIR INC COM -196 Sold Out 0
TOLL BROTHERS INC COM -186 Sold Out 0
WEB COM GROUP INC COM -3,505 Sold Out 0
WHIRLPOOL CORP COM -357 Sold Out 0
WHOLE FOODS MKT INC COM -362 Sold Out 0
WOLSELEY PLC JERSEY SPONSORED ADR 20 -270 Sold Out 0