ATIVO CAPITAL MANAGEMENT LLC Information

120 N LASALLE STREET, CHICAGO, Illinois, 60602, (312) 263-7600

Report Date: 09/30/2014

Position Statistics

Total Positions 209
New Positions 47
Increased Positions 111
Decreased Positions 73
Positions with Activity 184
Sold Out Positions 24
Total Mkt Value (in $ millions) 251

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.42%
Capital Goods 11.41%
Conglomerates 0.68%
Consumer Cyclical 2.9%
Consumer/Non-Cyclical 3.75%
Energy 4.48%
Financial 13.93%
Healthcare 17.76%
Services 19%
Technology 19.86%
Transportation 0.24%
Utilities 1.6%

209 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SANOFI SPONSORED ADR -1,626 Sold Out 0
SARATOGA INVT CORP COM NEW -370 Sold Out 0
SKYSTAR BIO-PHARMA CO COM PAR $.001 -262 Sold Out 0
SMITH & NEPHEW PLC SPDN ADR NEW -187 Sold Out 0
SPAN AMER MED SYS INC COM -343 Sold Out 0
SUNCOR ENERGY INC NEW COM -584 Sold Out 0
US ECOLOGY INC COM -442 Sold Out 0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR -1,754 Sold Out 0
XINYUAN REAL ESTATE CO LTD SPONS ADR -227 Sold Out 0