ATIVO CAPITAL MANAGEMENT LLC Information

120 N LASALLE STREET, CHICAGO, Illinois, 60602, (312) 263-7600

Report Date: 09/30/2014

Position Statistics

Total Positions 209
New Positions 47
Increased Positions 111
Decreased Positions 73
Positions with Activity 184
Sold Out Positions 24
Total Mkt Value (in $ millions) 263

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.54%
Capital Goods 11.51%
Conglomerates 0.68%
Consumer Cyclical 2.89%
Consumer/Non-Cyclical 3.73%
Energy 4.65%
Financial 13.77%
Healthcare 17.85%
Services 18.8%
Technology 19.83%
Transportation 0.23%
Utilities 1.59%

24 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SUNCOR ENERGY INC NEW COM -657 Sold Out 0
US ECOLOGY INC COM -440 Sold Out 0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR -1,813 Sold Out 0
XINYUAN REAL ESTATE CO LTD SPONS ADR -242 Sold Out 0