ATIVO CAPITAL MANAGEMENT LLC Information

120 N LASALLE STREET, CHICAGO, Illinois, 60602, (312) 263-7600

Report Date: 09/30/2014

Position Statistics

Total Positions 209
New Positions 47
Increased Positions 111
Decreased Positions 73
Positions with Activity 184
Sold Out Positions 24
Total Mkt Value (in $ millions) 265

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.8%
Capital Goods 12.02%
Conglomerates 0.66%
Consumer Cyclical 2.82%
Consumer/Non-Cyclical 3.93%
Energy 4.99%
Financial 13.62%
Healthcare 17.53%
Services 18.54%
Technology 19.36%
Transportation 0.21%
Utilities 1.57%

73 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LIBBEY INC COM -572 Sold Out 0
MONOTYPE IMAGING HOLDINGS INC COM -472 Sold Out 0
MULTIMEDIA GAMES HLDG CO INC COM -484 Sold Out 0
PDL BIOPHARMA INC COM -210 Sold Out 0
SANOFI SPONSORED ADR -1,695 Sold Out 0
SARATOGA INVT CORP COM NEW -384 Sold Out 0
SKYSTAR BIO-PHARMA CO COM PAR $.001 -268 Sold Out 0
SMITH & NEPHEW PLC SPDN ADR NEW -208 Sold Out 0
SPAN AMER MED SYS INC COM -399 Sold Out 0
SUNCOR ENERGY INC NEW COM -736 Sold Out 0
US ECOLOGY INC COM -452 Sold Out 0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR -1,826 Sold Out 0
XINYUAN REAL ESTATE CO LTD SPONS ADR -264 Sold Out 0