ATIVO CAPITAL MANAGEMENT LLC Information

120 N LASALLE STREET, CHICAGO, Illinois, 60602, (312) 263-7600

Report Date: 09/30/2014

Position Statistics

Total Positions 208
New Positions 47
Increased Positions 111
Decreased Positions 72
Positions with Activity 183
Sold Out Positions 23
Total Mkt Value (in $ millions) 264

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.44%
Capital Goods 11.07%
Conglomerates 0.66%
Consumer Cyclical 2.97%
Consumer/Non-Cyclical 3.88%
Energy 4.45%
Financial 13.78%
Healthcare 18.25%
Services 19.1%
Technology 19.53%
Transportation 0.26%
Utilities 1.63%

183 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
RAYTHEON CO COM NEW 405 -3,385 (89.32) 3,800
NIPPON TELEG & TEL CORP SPONSORED ADR 2,408 -2,965 (55.19) 84,538
BP PLC SPONSORED ADR 1,976 -2,280 (53.56) 49,506
DISCOVERY COMMUNICATNS NEW COM SER C -2,267 Sold Out 0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR -1,861 Sold Out 0
ENERSIS S A SPONSORED ADR -1,726 Sold Out 0
SANOFI SPONSORED ADR -1,674 Sold Out 0
EATON CORP PLC SHS -1,480 Sold Out 0
DISCOVERY COMMUNICATNS NEW COM SER A 204 -965 (82.52) 6,800
UNITEDHEALTH GROUP INC COM 4,156 -721 (14.79) 37,235
LIBBEY INC COM -625 Sold Out 0
SUNCOR ENERGY INC NEW COM -615 Sold Out 0
PFIZER INC COM 3,145 -500 (13.71) 95,878
MONOTYPE IMAGING HOLDINGS INC COM -488 Sold Out 0
US ECOLOGY INC COM -482 Sold Out 0
ADAMAS PHARMACEUTICALS INC COM -482 Sold Out 0
COLUMBUS MCKINNON CORP N Y COM -450 Sold Out 0
ADDUS HOMECARE CORP COM -415 Sold Out 0
SARATOGA INVT CORP COM NEW -392 Sold Out 0
GENERAL DYNAMICS CORP COM 3,859 -382 (9) 27,550