ASCEND CAPITAL, LLC Information

4 ORINDA WAY, SUITE 200-C, ORINDA, California, 94563, (415) 217-8304

Report Date: 06/30/2014

Position Statistics

Total Positions 243
New Positions 67
Increased Positions 96
Decreased Positions 146
Positions with Activity 242
Sold Out Positions 86
Total Mkt Value (in $ millions) 2,900

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.03%
Capital Goods 4.4%
Conglomerates 0.1%
Consumer Cyclical 1.92%
Consumer/Non-Cyclical 4.71%
Energy 3.47%
Financial 15.26%
Healthcare 10.48%
Services 25.61%
Technology 19.25%
Transportation 1.97%
Utilities 0%

243 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TIME WARNER CABLE INC COM 166,045 2,934 1.80 1,102,481
STARWOOD HOTELS&RESORTS WRLDWD COM 108,844 28,450 35.39 1,306,491
ACTAVIS PLC SHS 76,729 -1,621 (2.07) 325,647
UNITED TECHNOLOGIES CORP COM 74,596 69,272 1,301.25 700,625
HONEYWELL INTL INC COM 72,917 48,664 200.66 769,975
MICROSOFT CORP COM 69,478 -23,878 (25.58) 1,476,372
PFIZER INC COM 68,492 68,492 New 2,269,445
LIBERTY MEDIA CORP DELAWARE COM SER C 58,081 32,006 122.74 1,225,084
METHANEX CORP COM 55,430 45,687 468.90 819,727
ADVANCE AUTO PARTS INC COM 53,925 -24,615 (31.34) 411,959
JPMORGAN CHASE & CO COM 51,285 14,799 40.56 841,977
HALLIBURTON CO COM 48,932 26,348 116.67 756,529
HERTZ GLOBAL HOLDINGS INC COM 46,067 -23,777 (34.04) 1,706,827
FACEBOOK INC CL A 45,131 -13,698 (23.28) 587,647
VERIFONE SYS INC COM 44,633 910 2.08 1,251,964
BERKSHIRE HATHAWAY INC DEL CL B NEW 43,636 -22,564 (34.08) 313,340
INGRAM MICRO INC CL A 41,564 14,106 51.37 1,544,000
VERISIGN INC COM 37,558 -9,328 (19.9) 676,238
KNOWLES CORP COM 36,440 -16,258 (30.85) 1,187,371
BRISTOL MYERS SQUIBB CO COM 36,011 16,630 85.80 696,935