ASCEND CAPITAL, LLC Information

4 ORINDA WAY, SUITE 200-C, ORINDA, California, 94563, (415) 217-8304

Report Date: 12/31/2013

Position Statistics

Total Positions 255
New Positions 68
Increased Positions 126
Decreased Positions 129
Positions with Activity 255
Sold Out Positions 88
Total Mkt Value (in $ millions) 3,156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.84%
Capital Goods 1.36%
Conglomerates 0.47%
Consumer Cyclical 3.38%
Consumer/Non-Cyclical 6.26%
Energy 1.55%
Financial 10.82%
Healthcare 14.47%
Services 25.67%
Technology 16.74%
Transportation 1.89%
Utilities 0.99%

255 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 100,431 100,431 New 1,975,045
MARRIOTT INTL INC NEW CL A 96,750 50,063 107.23 1,720,000
HOST HOTELS & RESORTS INC COM 89,708 77,120 612.65 4,275,891
WYNN RESORTS LTD COM 78,208 78,208 New 376,000
CITIGROUP INC COM NEW 74,514 15,841 27.00 1,545,300
ADVANCE AUTO PARTS INC COM 68,621 68,621 New 567,863
INTL PAPER CO COM 63,102 63,102 New 1,388,067
JPMORGAN CHASE & CO COM 62,024 -1,451 (2.29) 1,123,224
BIOGEN IDEC INC COM 60,130 34,725 136.69 206,959
CROWN HOLDINGS INC COM 54,640 3,247 6.32 1,172,790
VALSPAR CORP COM 54,454 28,767 111.99 743,094
COMCAST CORP NEW CL A 49,100 13,257 36.99 1,000,000
MICROSOFT CORP COM 48,198 17,711 58.09 1,204,658
ALTRIA GROUP INC COM 47,678 -21,313 (30.89) 1,240,000
BEAM INC COM 46,035 3,795 8.98 552,841
TERADATA CORP DEL COM 45,640 45,640 New 971,260
VALEANT PHARMACEUTICALS INTL I COM 43,534 34,083 360.64 356,687
ZOETIS INC CL A 43,460 -5,034 (10.38) 1,519,583
GARMIN LTD SHS 42,539 29,620 229.28 757,332
DIGITAL RLTY TR INC COM 40,295 40,295 New 753,602