ASCEND CAPITAL, LLC Information

4 ORINDA WAY, SUITE 200-C, ORINDA, California, 94563, (415) 217-8304

Report Date: 09/30/2014

Position Statistics

Total Positions 235
New Positions 76
Increased Positions 137
Decreased Positions 98
Positions with Activity 235
Sold Out Positions 67
Total Mkt Value (in $ millions) 3,391

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.99%
Capital Goods 7.6%
Conglomerates 0.09%
Consumer Cyclical 6.67%
Consumer/Non-Cyclical 4.54%
Energy 5.63%
Financial 10.22%
Healthcare 9.46%
Services 16.87%
Technology 21.09%
Transportation 2.63%
Utilities

235 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HONEYWELL INTL INC COM 90,540 16,060 21.56 936,004
PENTAIR PLC SHS 74,067 39,358 113.39 1,092,438
PFIZER INC COM 73,011 3,929 5.69 2,398,523
MICROSOFT CORP COM 72,038 139 .19 1,479,226
TESORO CORP COM 71,736 64,167 847.77 947,766
DISH NETWORK CORP CL A 65,890 65,890 New 912,350
BRUNSWICK CORP COM 56,341 46,751 487.50 1,175,000
EASTMAN CHEM CO COM 52,896 52,896 New 615,075
CROWN HOLDINGS INC COM 47,555 47,555 New 973,085
WILLIAMS COS INC DEL COM 45,680 17,838 64.07 823,659
ALLERGAN INC COM 44,442 24,386 121.59 211,428
LIBERTY GLOBAL PLC SHS CL C 43,994 43,994 New 978,947
TYSON FOODS INC CL A 43,807 30,388 226.45 1,029,294
CHIPOTLE MEXICAN GRILL INC COM 43,527 9,216 26.86 65,669
ASML HOLDING N V N Y REGISTRY SHS 43,070 8,168 23.40 406,665
POLARIS INDS INC COM 42,985 42,985 New 275,935
BERKSHIRE HATHAWAY INC DEL CL B NEW 42,969 -2,690 (5.89) 294,877
VERISIGN INC COM 42,164 1,772 4.39 705,907
VERIFONE SYS INC COM 41,253 -4,819 (10.46) 1,121,000
GARMIN LTD SHS 40,284 25,570 173.79 685,795