ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 06/30/2014

Position Statistics

Total Positions 197
New Positions 13
Increased Positions 92
Decreased Positions 90
Positions with Activity 182
Sold Out Positions 8
Total Mkt Value (in $ millions) 8,129

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.05%
Capital Goods 4.46%
Conglomerates 0.01%
Consumer Cyclical 8.62%
Consumer/Non-Cyclical 3.72%
Energy 5.17%
Financial 19.07%
Healthcare 10.98%
Services 35.63%
Technology 9.87%
Transportation 0.3%
Utilities 0.06%

197 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
CANON INC SPONSORED ADR -516 Sold Out 0
DIRECTV COM -10,022 Sold Out 0
GLOBAL PMTS INC COM -1,758 Sold Out 0
HDFC BANK LTD ADR REPS 3 SHS -313 Sold Out 0
NOW INC COM -997 Sold Out 0
OCCIDENTAL PETE CORP DEL COM -3,921 Sold Out 0
TELEPHONE & DATA SYS INC COM NEW -2,898 Sold Out 0
TIBCO SOFTWARE INC COM -3,619 Sold Out 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 179 -487 (73.11) 11,094
COSTCO WHSL CORP NEW COM 636 636 New 5,057
ROCKWELL COLLINS INC COM 877 877 New 11,405
ACCENTURE PLC IRELAND SHS CLASS A 923 923 New 11,447
M & T BK CORP COM 924 353 61.69 7,352
GRUPO FINANCIERO SANTANDER MEX SPON ADR SHS B 985 -137 (12.21) 72,154
ISHARES MSCI UK ETF 1,030 New 51,300
STATE STR CORP COM 1,034 1,034 New 13,912
BANCO SANTANDER CHILE NEW SP ADR REP COM 1,126 New 49,097
AUTOLIV INC COM 1,133 -2,169 (65.68) 11,466
FORMFACTOR INC COM 1,262 -1,842 (59.36) 164,475
MB FINANCIAL INC NEW COM 1,698 New 58,750