ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2015

Position Statistics

Total Positions 196
New Positions 8
Increased Positions 117
Decreased Positions 76
Positions with Activity 193
Sold Out Positions 7
Total Mkt Value (in $ millions) 7,722

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.93%
Capital Goods 6.54%
Conglomerates 0.08%
Consumer Cyclical 9.71%
Consumer/Non-Cyclical 5.7%
Energy 3.19%
Financial 16.71%
Healthcare 11.56%
Services 29.21%
Technology 12.5%
Transportation 0.14%
Utilities 1.08%

196 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BAXALTA INC COM -2,409 Sold Out 0
BOB EVANS FARMS INC COM -8,351 Sold Out 0
CABLE ONE INC COM -10,198 Sold Out 0
CVS HEALTH CORP COM -7,844 Sold Out 0
EXPEDITORS INTL WASH INC COM -1,733 Sold Out 0
M & T BK CORP COM -1,438 Sold Out 0
PANERA BREAD CO CL A -330 Sold Out 0
TELEFONICA BRASIL SA SPONSORED ADR 258 New 28,158
LEAPFROG ENTERPRISES INC CL A 515 -5 (0.88) 909,442
BROADWIND ENERGY INC COM NEW 561 561 New 266,933
PJT PARTNERS INC COM CL A 725 27 3.93 28,638
ISHARES TR MSCI UTD KNGDM 734 -126 (14.67) 48,356
CHESAPEAKE ENERGY CORP COM 872 -31 (3.46) 267,555
APOLLO ED GROUP INC CL A 934 84 9.87 131,710
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 1,038 New 33,916
MB FINANCIAL INC NEW COM 1,089 -573 (34.47) 36,400
GAIAM INC CL A 1,108 1,108 New 228,400
CAPITAL SOUTHWEST CORP COM 1,277 -179 (12.32) 89,000
HSBC HLDGS PLC SPON ADR NEW 1,454 83 6.04 43,207
GRAINGER W W INC COM 1,649 200 13.80 7,909