ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 192
New Positions 4
Increased Positions 118
Decreased Positions 65
Positions with Activity 183
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,218

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.09%
Capital Goods 5.13%
Conglomerates 0.01%
Consumer Cyclical 7.45%
Consumer/Non-Cyclical 4.09%
Energy 6.12%
Financial 19.22%
Healthcare 11.06%
Services 33.56%
Technology 10.86%
Transportation 0.31%
Utilities 0.09%

192 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AWARE INC MASS COM -6,790 Sold Out 0
C H ROBINSON WORLDWIDE INC COM NEW -3,069 Sold Out 0
FORMFACTOR INC COM -1,373 Sold Out 0
ISHARES TR MSCI UTD KNGDM -977 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -2,435 Sold Out 0
SYMMETRY MED INC COM -48,926 Sold Out 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 164 New 11,094
AMERICAN EXPRESS CO COM 498 498 New 5,492
COSTCO WHSL CORP NEW COM 727 23 3.24 5,221
AUTOLIV INC COM 824 -316 (27.74) 8,285
GRUPO FINANCIERO SANTANDER MEX SPON ADR SHS B 826 New 72,154
SCHLUMBERGER LTD COM 926 926 New 9,627
M & T BK CORP COM 941 23 2.52 7,537
ACCENTURE PLC IRELAND SHS CLASS A 979 24 2.48 11,731
STATE STR CORP COM 1,086 26 2.47 14,256
ALTERA CORP COM 1,539 1,539 New 42,950
MULTI FINELINE ELECTRONIX INC COM 1,731 2 .12 171,225
TOYOTA MOTOR CORP SP ADR REP2COM 1,774 New 14,818
MB FINANCIAL INC NEW COM 1,964 128 6.98 62,850
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 2,006 New 36,872