ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH DRIVE, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 11
Increased Positions 137
Decreased Positions 46
Positions with Activity 183
Sold Out Positions 4
Total Mkt Value (in $ millions) 7,887

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.23%
Capital Goods 4.41%
Conglomerates
Consumer Cyclical 7.1%
Consumer/Non-Cyclical 2.79%
Energy 5.1%
Financial 20.27%
Healthcare 10.56%
Services 36.92%
Technology 10.46%
Transportation 0.17%
Utilities

183 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AVAGO TECHNOLOGIES LTD SHS -326 Sold Out 0
CARNIVAL CORP PAIRED CTF -29,147 Sold Out 0
CSP INC COM -1,025 Sold Out 0
WALGREEN CO COM -6,984 Sold Out 0
CALLAWAY GOLF CO COM 1,474 -10,021 (87.17) 155,700
INTERFACE INC COM 45,746 -22,602 (33.07) 2,408,957
APOLLO ED GROUP INC CL A 34,433 -16,417 (32.29) 1,233,272
MIDDLEBY CORP COM 11,476 -5,465 (32.26) 43,506
TOWERS WATSON & CO CL A 63,697 -26,719 (29.55) 587,502
BLACKSTONE GROUP L P COM UNIT LTD 54,937 -22,686 (29.23) 1,752,920
SOTHEBYS COM 66,828 -21,642 (24.46) 1,670,286
GRAHAM HLDGS CO COM 53,818 -16,275 (23.22) 79,730
POZEN INC COM 30,481 -7,623 (20.01) 3,503,586
XO GROUP INC COM 12,005 -2,768 (18.73) 1,118,845
MORGAN STANLEY COM NEW 4,733 -1,067 (18.4) 153,880
FURMANITE CORPORATION COM 14,508 -2,816 (16.25) 1,483,470
GOLDMAN SACHS GROUP INC COM 4,304 -797 (15.62) 27,335
DUN & BRADSTREET CORP DEL NEW COM 85,508 -14,338 (14.36) 814,359
IDEX CORP COM 81,677 -12,546 (13.32) 1,116,414
KKR & CO L P DEL COM UNITS 150,065 -19,846 (11.68) 6,507,608