ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 190
New Positions 4
Increased Positions 118
Decreased Positions 63
Positions with Activity 181
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,252

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.05%
Capital Goods 4.4%
Conglomerates 0.01%
Consumer Cyclical 7.21%
Consumer/Non-Cyclical 4.26%
Energy 5%
Financial 19.95%
Healthcare 11.71%
Services 34.19%
Technology 10.79%
Transportation 0.34%
Utilities 0.1%

190 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MCCORMICK & CO INC COM NON VTG 3,157 30 .95 42,561
APOLLO ED GROUP INC CL A 3,116 New 119,875
BRITISH AMERN TOB PLC SPONSORED ADR 2,684 -1,188 (30.68) 23,686
ANSYS INC COM 2,640 584 28.40 31,166
WISCONSIN ENERGY CORP COM 2,429 58 2.47 42,646
HSBC HLDGS PLC SPON ADR NEW 2,402 -867 (26.52) 51,289
SUPERIOR INDS INTL INC COM 2,215 150 7.26 118,150
MULTI FINELINE ELECTRONIX INC COM 2,140 3 .12 171,225
ROCKWELL COLLINS INC COM 2,120 1,124 112.99 24,291
MINDRAY MEDICAL INTL LTD SPON ADR 2,112 37 1.78 78,349
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 1,947 New 36,872
TOYOTA MOTOR CORP SP ADR REP2COM 1,921 New 14,818
BANCO SANTANDER CHILE NEW SP ADR REP COM 1,921 932 94.22 95,358
MB FINANCIAL INC NEW COM 1,860 121 6.98 62,850
ALTERA CORP COM 1,471 1,471 New 42,950
ACCENTURE PLC IRELAND SHS CLASS A 1,047 25 2.48 11,731
STATE STR CORP COM 1,032 25 2.47 14,256
M & T BK CORP COM 868 21 2.52 7,537
AUTOLIV INC COM 855 -328 (27.74) 8,285
SCHLUMBERGER LTD COM 789 789 New 9,627