ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 12/31/2014

Position Statistics

Total Positions 194
New Positions 10
Increased Positions 105
Decreased Positions 83
Positions with Activity 188
Sold Out Positions 4
Total Mkt Value (in $ millions) 9,012

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.21%
Capital Goods 5.74%
Conglomerates 0.03%
Consumer Cyclical 7.33%
Consumer/Non-Cyclical 4.35%
Energy 4.62%
Financial 19.88%
Healthcare 11.98%
Services 32.69%
Technology 10.69%
Transportation 0.34%
Utilities 0.11%

194 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GOLDMAN SACHS GROUP INC COM 6,395 New 33,275
BED BATH & BEYOND INC COM 6,343 -7 (0.12) 86,005
CAPITAL SOUTHWEST CORP COM 6,141 1,979 47.54 126,000
CORE LABORATORIES N V COM 6,122 1,468 31.55 56,035
AMERICAN ELECTRIC TECH INC COM 6,082 303 5.25 1,600,499
PRAXAIR INC COM 6,001 1,349 28.99 46,921
MORGAN STANLEY COM NEW 5,747 -7 (0.13) 159,380
GAIAM INC CL A 5,428 -286 (5) 836,310
HARRIS & HARRIS GROUP INC COM 5,377 5,377 New 1,581,593
PIER 1 IMPORTS INC COM 5,227 1,416 37.15 436,685
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 4,861 4,720 3,347.56 382,472
NVIDIA CORP COM 4,861 1,091 28.96 218,965
TARGET CORP COM 4,726 -3,014 (38.95) 61,450
BANK NEW YORK MELLON CORP COM 4,595 -8 (0.17) 116,515
TELEFONICA BRASIL SA SPONSORED ADR 4,383 675 18.22 240,836
BAXTER INTL INC COM 4,323 -7 (0.16) 62,951
SCHLUMBERGER LTD COM 4,309 3,501 433.52 51,362
BARRICK GOLD CORP COM 4,112 New 322,268
APACHE CORP COM 4,069 New 61,900
BRITISH AMERN TOB PLC SPONSORED ADR 4,037 1,265 45.66 34,500