ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 03/31/2015

Position Statistics

Total Positions 194
New Positions 4
Increased Positions 125
Decreased Positions 62
Positions with Activity 187
Sold Out Positions 7
Total Mkt Value (in $ millions) 9,006

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.15%
Capital Goods 7.86%
Conglomerates 0.03%
Consumer Cyclical 7.51%
Consumer/Non-Cyclical 4.73%
Energy 4.94%
Financial 18.01%
Healthcare 9.85%
Services 32.55%
Technology 11.91%
Transportation 0.26%
Utilities 0.2%

194 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ANSYS INC COM 6,976 3,358 92.80 77,485
RED LION HOTELS CORP COM 6,929 -4,851 (41.18) 945,336
PRAXAIR INC COM 6,720 995 17.39 55,080
AXT INC COM 6,629 5,530 503.35 2,705,520
VICAL INC COM 6,444 441 7.34 6,958,945
CREDICORP LTD COM 6,356 6,356 New 43,318
BED BATH & BEYOND INC COM 6,295 123 2 87,725
VERSAR INC COM 6,113 1,754 40.24 1,600,168
MORGAN STANLEY COM NEW 6,091 8 .13 159,580
TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 6,064 3,119 105.93 519,609
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 5,921 -4,534 (43.37) 92,101
PIER 1 IMPORTS INC COM 5,843 New 436,685
HARRIS & HARRIS GROUP INC COM 5,584 1,298 30.28 2,060,419
CAPITAL SOUTHWEST CORP COM 5,540 -879 (13.69) 108,752
BANK NEW YORK MELLON CORP COM 5,069 4 .09 116,615
HANGER INC COM NEW 4,987 -990 (16.56) 211,755
BRITISH AMERN TOB PLC SPONSORED ADR 4,837 967 24.99 43,120
PANERA BREAD CO CL A 4,584 2,562 126.72 24,749
BARRICK GOLD CORP COM 4,502 542 13.68 366,338
BAXTER INTL INC COM 4,241 New 62,951