ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH DRIVE, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 11
Increased Positions 137
Decreased Positions 46
Positions with Activity 183
Sold Out Positions 4
Total Mkt Value (in $ millions) 7,990

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.2%
Capital Goods 4.38%
Conglomerates
Consumer Cyclical 7.1%
Consumer/Non-Cyclical 2.77%
Energy 5.09%
Financial 20.42%
Healthcare 10.61%
Services 36.81%
Technology 10.46%
Transportation 0.17%
Utilities

183 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PRAXAIR INC COM 8,407 6,718 397.94 63,701
STANLEY FURNITURE CO INC COM NEW 7,671 7,479 3,882.77 2,591,708
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 7,636 2,136 38.83 183,020
NOKIA CORP SPONSORED ADR 7,478 6,062 427.94 1,001,092
DOVER MOTORSPORTS INC COM 7,395 1,627 28.21 3,286,724
PHILIP MORRIS INTL INC COM 7,266 6,342 686.58 86,972
AMERICAN ELECTRIC TECH INC COM 7,241 1,629 29.03 1,024,133
CVS CAREMARK CORPORATION COM 7,208 3,130 76.74 98,420
BAIDU INC SPON ADR REP A 7,073 4,648 191.63 43,391
TARGET CORP COM 7,064 867 13.99 117,110
VERSAR INC COM 7,012 1,258 21.86 1,811,914
EXXON MOBIL CORP COM 6,795 -4 (0.05) 67,695
WAL-MART STORES INC COM 6,583 5,336 427.61 84,882
CHESAPEAKE ENERGY CORP COM 6,150 29 .47 216,085
OPLINK COMMUNICATIONS INC COM NEW 6,055 6,055 New 347,597
MOSAIC CO NEW COM 5,396 2,689 99.36 110,025
RUCKUS WIRELESS INC COM 4,869 4,140 567.73 440,202
ORACLE CORP COM 4,868 4,868 New 120,315
GLOBAL PMTS INC COM 4,858 3,894 403.84 71,661
MORGAN STANLEY COM NEW 4,801 -1,082 (18.4) 153,880