ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 12/31/2014

Position Statistics

Total Positions 194
New Positions 10
Increased Positions 105
Decreased Positions 83
Positions with Activity 188
Sold Out Positions 4
Total Mkt Value (in $ millions) 8,906

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.22%
Capital Goods 5.59%
Conglomerates 0.03%
Consumer Cyclical 7.24%
Consumer/Non-Cyclical 4.38%
Energy 4.13%
Financial 19.98%
Healthcare 12.18%
Services 33.03%
Technology 10.74%
Transportation 0.36%
Utilities 0.11%

194 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER CHILE NEW SP ADR REP COM 15,190 13,165 649.99 715,175
RUBICON TECHNOLOGY INC COM 15,085 6,349 72.67 3,809,373
MANNING & NAPIER INC CL A 14,859 14,859 New 1,152,730
MITCHAM INDS INC COM 14,494 -729 (4.79) 2,945,988
RUCKUS WIRELESS INC COM 14,300 1,130 8.58 1,163,540
CUMBERLAND PHARMACEUTICALS INC COM 14,285 -3,575 (20.01) 2,085,426
HORACE MANN EDUCATORS CORP NEW COM 13,878 -82 (0.59) 416,506
QUMU CORP COM 13,263 2,999 29.23 1,013,186
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 13,236 10,139 327.33 330,245
ORION ENERGY SYSTEMS INC COM 13,129 -162 (1.22) 3,919,208
EDGEWATER TECHNOLOGY INC COM 12,568 -37 (0.29) 1,832,030
POZEN INC COM 12,202 -3,710 (23.32) 1,588,798
WAL-MART STORES INC COM 11,252 -2,460 (17.94) 138,311
LUMBER LIQUIDATORS HLDGS INC COM 10,916 10,916 New 357,204
DEVRY ED GROUP INC COM 10,790 27 .25 325,200
RED LION HOTELS CORP COM 10,688 -199 (1.83) 1,607,188
VANGUARD INDEX FDS S&P 500 ETF SHS 10,604 10,604 New 56,244
TIFFANY & CO NEW COM 10,413 16 .15 120,409
ERICKSON INC COM 10,158 -71 (0.7) 2,340,545
MIDDLEBY CORP COM 10,026 -115 (1.14) 97,700