ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 06/30/2014

Position Statistics

Total Positions 197
New Positions 13
Increased Positions 92
Decreased Positions 90
Positions with Activity 182
Sold Out Positions 8
Total Mkt Value (in $ millions) 8,121

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.96%
Capital Goods 4.1%
Conglomerates 0.01%
Consumer Cyclical 8.56%
Consumer/Non-Cyclical 3.84%
Energy 5.1%
Financial 19.59%
Healthcare 11.22%
Services 35.63%
Technology 9.57%
Transportation 0.3%
Utilities 0.07%

197 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACACIA RESH CORP ACACIA TCH COM 21,923 6,549 42.60 1,252,726
AV HOMES INC COM 20,174 -1,142 (5.36) 1,298,190
OPLINK COMMUNICATIONS INC COM NEW 19,963 1,626 8.87 1,172,248
SPARTAN MTRS INC COM 19,415 (0) 3,740,779
IMATION CORP COM 19,148 1,057 5.84 6,098,202
REALNETWORKS INC COM NEW 18,310 -2 (0.01) 2,600,852
BROADCOM CORP CL A 18,081 -2,441 (11.89) 447,377
RENTECH INC COM 17,887 -7,151 (28.56) 12,251,324
NOKIA CORP SPONSORED ADR 17,129 5,661 49.36 2,031,903
INTERFACE INC COM 16,414 -19,725 (54.58) 1,031,034
RYANAIR HLDGS PLC SPONSORED ADR 16,091 2,345 17.06 289,972
POZEN INC COM 15,992 -11,177 (41.14) 1,813,164
DEVRY ED GROUP INC COM 15,800 -63,633 (80.11) 328,341
PRIVATEBANCORP INC COM 15,377 -338 (2.15) 494,928
HCC INS HLDGS INC COM 15,329 -318 (2.03) 301,685
ASTRO-MED INC NEW COM 14,503 2,138 17.29 1,085,544
MATTHEWS INTL CORP CL A 13,984 -349 (2.43) 307,744
US BANCORP DEL COM NEW 13,980 4,831 52.81 336,533
TELENAV INC COM 13,805 2,225 19.21 2,241,059
CPI AEROSTRUCTURES INC COM NEW 13,178 2,731 26.14 1,424,608