ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 190
New Positions 4
Increased Positions 118
Decreased Positions 63
Positions with Activity 181
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,341

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.09%
Capital Goods 4.67%
Conglomerates 0.01%
Consumer Cyclical 7.28%
Consumer/Non-Cyclical 4.19%
Energy 5.4%
Financial 19.73%
Healthcare 11.05%
Services 34.34%
Technology 10.82%
Transportation 0.33%
Utilities 0.09%

190 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BROADCOM CORP CL A 19,904 479 2.47 458,417
ERICKSON INC COM 19,115 3,933 25.91 2,356,919
REALNETWORKS INC COM NEW 18,355 201 1.11 2,629,677
FURMANITE CORPORATION COM 17,849 8,028 81.75 2,345,437
RENTECH INC COM 17,669 2,048 13.11 13,857,864
AV HOMES INC COM 17,452 -269 (1.52) 1,278,515
MITCHAM INDS INC COM 17,420 100 .58 3,094,212
ASTRO-MED INC NEW COM 17,361 1,165 7.19 1,163,639
CPI AEROSTRUCTURES INC COM NEW 16,822 1,293 8.33 1,543,268
PRIVATEBANCORP INC COM 16,490 -199 (1.19) 489,018
ARC DOCUMENT SOLUTIONS INC COM 16,237 -5,140 (24.04) 1,677,376
POZEN INC COM 16,140 2,016 14.27 2,071,920
HCC INS HLDGS INC COM 16,018 -228 (1.4) 297,459
SIGMA DESIGNS INC COM 15,954 -485 (2.95) 2,890,195
DEVRY ED GROUP INC COM 15,872 -194 (1.21) 324,375
US BANCORP DEL COM NEW 15,834 384 2.49 344,896
CUMBERLAND PHARMACEUTICALS INC COM 14,913 -320 (2.1) 2,607,251
MATTHEWS INTL CORP CL A 14,655 -209 (1.41) 303,412
WAL-MART STORES INC COM 14,607 280 1.95 168,550
EDGEWATER TECHNOLOGY INC COM 14,166 1,903 15.52 1,837,374