ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH DRIVE, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 03/31/2013

Position Statistics:

Total Positions 141
New Positions 9
Increased Positions 95
Decreased Positions 32
Positions with Activity 127
Sold Out Positions 3
Total Mkt Value
(in $ millions)
6,128

Sector Weighting

Basic Materials 1.62%
Capital Goods 2.52%
Conglomerates
Consumer Cyclical 6.55%
Consumer/Non-Cyclical 3.18%
Energy 4.42%
Financial 19.5%
Healthcare 12.15%
Services 42.41%
Technology 7.64%
Transportation 0.01%
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

141 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
GAIAM INC CL A 8,462 3,634 75.28 1,823,682
PENDRELL CORP COM 8,329 4,046 94.45 3,470,516
WALGREEN CO COM 8,181 New 164,450
TARGET CORP COM 7,244 New 102,535
LANDEC CORP COM 7,162 2,661 59.13 495,654
FURMANITE CORPORATION COM 6,750 2,092 44.90 941,418
LOCKHEED MARTIN CORP COM 6,699 New 62,870
EXXON MOBIL CORP COM 6,266 New 67,730
BALLANTYNE STRONG INC COM 6,142 2,079 51.18 1,476,453
JPMORGAN CHASE & CO COM 5,924 New 113,296
AV HOMES INC COM 5,922 2,133 56.28 458,721
MORGAN STANLEY COM NEW 5,825 -2,436 (29.49) 232,345
ORION ENERGY SYSTEMS INC COM 5,670 817 16.84 2,392,197
GOLDMAN SACHS GROUP INC COM 5,500 -1,121 (16.93) 34,615
NATIONAL OILWELL VARCO INC COM 5,396 2,542 89.08 76,900
RENTECH INC COM 5,299 2,753 108.13 2,386,993
ARC DOCUMENT SOLUTIONS INC COM 5,171 1,884 57.31 1,371,533
EDGEWATER TECHNOLOGY INC COM 5,008 1,199 31.49 1,218,609
ASTRO-MED INC NEW COM 4,973 1,942 64.08 465,593
PERCEPTRON INC COM 4,932 390 8.58 682,163

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