ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 03/31/2014

Position Statistics

Total Positions 191
New Positions 10
Increased Positions 117
Decreased Positions 72
Positions with Activity 189
Sold Out Positions 7
Total Mkt Value (in $ millions) 8,518

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.09%
Capital Goods 5.02%
Conglomerates 0.01%
Consumer Cyclical 7.77%
Consumer/Non-Cyclical 3.63%
Energy 5.44%
Financial 19.43%
Healthcare 10.66%
Services 36.35%
Technology 9.29%
Transportation 0.23%
Utilities

191 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTERFACE INC COM 37,706 -2,307 (5.77) 2,270,065
JOHNSON & JOHNSON COM 37,466 1,814 5.09 366,918
PRICE T ROWE GROUP INC COM 36,770 890 2.48 457,960
ROSETTA STONE INC COM 36,387 3,633 11.09 3,834,235
GILEAD SCIENCES INC COM 35,691 6,556 22.50 397,273
ORBCOMM INC COM 34,655 7,804 29.06 5,589,518
GLAXOSMITHKLINE PLC SPONSORED ADR 32,180 11,710 57.21 662,150
BRINKS CO COM 29,286 -1,465 (4.76) 1,077,893
LANDEC CORP COM 28,738 4,169 16.97 2,406,902
BLOUNT INTL INC NEW COM 28,709 1,513 5.56 2,109,420
HARMAN INTL INDS INC COM 26,471 -371 (1.38) 232,470
ERICKSON INC COM 26,278 3,141 13.58 1,812,292
ROYAL DUTCH SHELL PLC SPONS ADR A 24,317 8,567 54.39 296,587
POZEN INC COM 24,212 -3,326 (12.08) 3,080,448
PENDRELL CORP COM 22,491 3,229 16.77 15,196,302
PC-TEL INC COM 22,070 1,373 6.64 2,804,376
AV HOMES INC COM 21,316 1,183 5.88 1,371,693
REALNETWORKS INC COM NEW 20,185 663 3.40 2,601,152
BROADCOM CORP CL A 18,965 -2,093 (9.94) 507,773
XO GROUP INC COM 18,934 6,358 50.56 1,684,495