ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 191
New Positions 4
Increased Positions 118
Decreased Positions 64
Positions with Activity 182
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,103

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.11%
Capital Goods 4.64%
Conglomerates 0.01%
Consumer Cyclical 7.28%
Consumer/Non-Cyclical 4.13%
Energy 5.37%
Financial 19.56%
Healthcare 11.26%
Services 34.14%
Technology 11.06%
Transportation 0.34%
Utilities 0.09%

191 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TOWERS WATSON & CO CL A 35,599 243 .69 315,059
XO GROUP INC COM 33,413 -1,997 (5.64) 1,955,123
TUMI HLDGS INC COM 30,195 1,216 4.20 1,304,866
PENDRELL CORP COM 27,117 3,423 14.45 20,542,828
ZEBRA TECHNOLOGIES CORP CL A 26,867 731 2.80 352,679
LANDEC CORP COM 26,130 -8,600 (24.76) 1,809,556
PC-TEL INC COM 25,909 -16 (0.06) 3,033,786
OPLINK COMMUNICATIONS INC COM NEW 25,718 -2,721 (9.57) 1,060,103
BRINKS CO COM 24,848 -674 (2.64) 1,084,110
BAIDU INC SPON ADR REP A 24,726 394 1.62 110,456
CHINA MOBILE LIMITED SPONSORED ADR 23,518 2,046 9.53 408,090
IMATION CORP COM 23,439 1,302 5.88 6,456,993
ROYAL DUTCH SHELL PLC SPONS ADR A 23,090 704 3.14 351,606
ACACIA RESH CORP ACACIA TCH COM 22,875 564 2.53 1,284,415
QUEST DIAGNOSTICS INC COM 22,253 -256 (1.14) 348,910
RYANAIR HLDGS PLC SPONSORED ADR 21,986 2,471 12.66 326,688
ORION ENERGY SYSTEMS INC COM 20,671 38 .18 3,967,589
SPARTAN MTRS INC COM 19,728 238 1.22 3,786,479
INTERFACE INC COM 19,675 3,085 18.60 1,222,789
U S SILICA HLDGS INC COM 19,646 -15,590 (44.24) 731,698