ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 190
New Positions 4
Increased Positions 118
Decreased Positions 63
Positions with Activity 181
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,069

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.06%
Capital Goods 4.44%
Conglomerates 0.01%
Consumer Cyclical 7.43%
Consumer/Non-Cyclical 4.25%
Energy 4.95%
Financial 19.89%
Healthcare 11.8%
Services 34.13%
Technology 10.61%
Transportation 0.33%
Utilities 0.1%

6 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AWARE INC MASS COM -7,600 Sold Out 0
C H ROBINSON WORLDWIDE INC COM NEW -3,023 Sold Out 0
FORMFACTOR INC COM -1,242 Sold Out 0
ISHARES TR MSCI UTD KNGDM -925 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -872 Sold Out 0
SYMMETRY SURGICAL INC COM -9,329 Sold Out 0