ARIEL INVESTMENTS, LLC Information

200 EAST RANDOLPH STREET, CHICAGO, Illinois, 60601, (312) 726-0140

Report Date: 09/30/2014

Position Statistics

Total Positions 191
New Positions 4
Increased Positions 118
Decreased Positions 64
Positions with Activity 182
Sold Out Positions 6
Total Mkt Value (in $ millions) 8,103

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.11%
Capital Goods 4.64%
Conglomerates 0.01%
Consumer Cyclical 7.28%
Consumer/Non-Cyclical 4.13%
Energy 5.37%
Financial 19.56%
Healthcare 11.26%
Services 34.14%
Technology 11.06%
Transportation 0.34%
Utilities 0.09%

64 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AWARE INC MASS COM -6,837 Sold Out 0
C H ROBINSON WORLDWIDE INC COM NEW -3,051 Sold Out 0
FORMFACTOR INC COM -1,372 Sold Out 0
ISHARES TR MSCI UTD KNGDM -910 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -1,338 Sold Out 0
SYMMETRY SURGICAL INC COM -9,459 Sold Out 0
AUTOLIV INC COM 853 -328 (27.74) 8,285
BRITISH AMERN TOB PLC SPONSORED ADR 2,506 -1,109 (30.68) 23,686
PRAXAIR INC COM 4,601 -5,381 (53.91) 36,377
HSBC HLDGS PLC SPON ADR NEW 2,395 -865 (26.52) 51,289
GRAHAM HLDGS CO COM 45,814 -2,814 (5.79) 51,386
LOCKHEED MARTIN CORP COM 10,009 -542 (5.13) 54,060
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 3,469 -1,085 (23.83) 61,206
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 3,005 -1,103 (26.86) 77,281
CVS HEALTH CORP COM 8,972 -296 (3.2) 95,275
MIDDLEBY CORP COM 9,226 -65 (0.7) 98,825
TARGET CORP COM 7,405 -1,228 (14.23) 100,650
EXPEDITORS INTL WASH INC COM 4,455 -474 (9.62) 102,948
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 8,123 -3,273 (28.72) 136,634
NVIDIA CORP COM 3,420 -6,276 (64.73) 169,799